DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
F•••••••• A•••••• I•••
Latest filing Sep 4, 2026
First filing on the tape Mar 26, 2026 · 3 filings
SEC status approved since Apr 27, 2026
RAUM
$100M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$100M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$20.1M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$100M as of Jun 11, 2026
Mar 26, 2026$100M then
HNW client RAUM$17.7M as of Jun 11, 2026
Mar 26, 2026$17.7M then
State-registered IARs (5.B.3)4 as of Jun 11, 2026
Mar 26, 20264 then
Employees (5.A)6 as of Jun 11, 2026
Mar 26, 20266 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $20.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 93derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $551,646derivedHNW RAUM over HNW clients
- Average account
- $95,777derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$82.4M82%
- High-net-worth individuals$17.7M18%
- Corporations and businesses$177,6760.2%
- Individual clients
- 432reported
- HNW clients
- 32reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,047reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• B•••• R••• | Monument, Co | Feb 16, 2007 | 21 y | 0 |
| J•••• J••• R••••Certified Financial Planner | Monument, Co | Jul 26, 2013 | 23 y | 3 |
| K•••• J••••• H••••••••Certified Financial Planner | Monument, Co | May 18, 2020 | 12 y | 2 |
| M••••••• L••• M••••••• I•••••• | Monument, Co | Jun 4, 2022 | 29 y | 0 |
| B•••••• M•••••• R•••••••Certified Financial Planner | Monument, Co | Jun 24, 2024 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- B•••••• M• W••••••• to T• R••• P•••• A••••••••• I•••Dec 11, 2019 · Other
- S•••• A••••• S••••• to M••••• O• O•••• I••••••• S•••••••• I•••Oct 8, 2013 · Other
- D•••• J•••• M•••••••• to T••••••••• F•••••••• A•••••••• L••Mar 28, 2011 · Other
Joined, latest
- B•••••• M•••••• R••••••• from K•••••• W••••• M••••••••• L••Jun 24, 2024 · RIA to RIA
- K•••• J••••• H•••••••• from T•••• P••••• F••••••••• I•••May 18, 2020 · RIA to RIA
- B•••••• M• W••••••• from T• R••• P•••• A••••••• S•••••••• I•••Jul 8, 2019 · RIA to RIA
- J•••• J••• R•••• from J••• M••••• S••••••••• L••Jul 26, 2013 · Wirehouse to independent RIA
- D•••• J•••• M•••••••• from I••••••••• A••••••• I••••••••• I•••Jan 5, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••• J••••• J••• · Chief Compl•••Ce Officer (Cco) / Partnercontrolsince 02/2018 · owns 50% to 75%
- R•••• C••••••••• B•••• · Presidentsince 12/2006 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Monument, Co · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Jun 11, 2026 to Sep 4, 2026
- Succession · false to unsetJun 11, 2026 to Sep 4, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- admin@elevatemywealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 719-357-7189reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/elevatemywealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- elevatemywealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 719-357-7189reportedpublic record, Form ADV, Sep 4, 2026
- Contact form
- elevatemywealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026