DFX Intelligence
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Registered advisor
K••• A•••• M•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as K••• M•••••
At current firm
9 y
since Feb 1, 2017
In the industry
28 y
since Mar 24, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Feb 1, 2017 · Mentor, Oh
- L•• F•••••••• L•• BD affiliatedSep 18, 2013 to Feb 1, 2017 · Tiffin, Oh
- F••••••••• A•••••••• I••• unclassifiedJan 25, 2010 to Sep 18, 2013 · Chardon, Oh
- I••••• F•••••••• C••••••••• formerMay 30, 2007 to Jan 22, 2010 · Painesville, Oh
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMay 7, 2003 to May 18, 2007 · Wickliffe, Oh
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
- F••••••••• A•••••••• I••• to L•• F•••••••• L••left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to F••••••••• A•••••••• I•••left Jan 22, 2010, registered Jan 25, 2010 (3 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to I••••• F•••••••• C•••••••••left May 18, 2007, registered May 30, 2007 (12 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address