RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Feb 7, 2024 · Overland Park, Ks
- T•••• F•••••••• A•••••••• I••• formerJun 4, 2010 to Dec 11, 2023 · Greensboro, Nc
- E•••••••• A•••••••• L•• national BDMay 8, 2007 to Aug 1, 2008 · High Point, Nc
- W•••• F•••• A••••••• wirehouseMay 18, 2006 to Jan 17, 2007 · Greensboro, Nc
- T•••• F•••••••• A•••••••• I••• to O•••••••••left Dec 11, 2023, registered Feb 7, 2024 (58 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to T•••• F•••••••• A•••••••• I•••left Aug 1, 2008, registered Jun 4, 2010 (672 days) · Other
- W•••• F•••• A••••••• to E•••••••• A•••••••• L••left Jan 17, 2007, registered May 8, 2007 (111 days) · Wirehouse to affiliated broker-dealer or bank
- B•••••• P•••••• R•••••• left T•••• F•••••••• A•••••••• I••• for Onedigital (registered 2024-02-07)Dec 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address