RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• S•••• K••••
- L•• F•••••••• L•• BD affiliated currentsince May 16, 2024 · Winter Park, Fl
- O•••• F•• I••• formerNov 20, 2014 to May 16, 2024 · Winter Park, Fl
- E••••• A•• B••••••• P••••••• G••••• P• unclassifiedJun 18, 2010 to Nov 6, 2014 · Altamonte Springs, Fl
- E••••• A•• B••••••• P••••••• G••••• P• unclassifiedApr 9, 2007 to Dec 31, 2008 · Altamonte Springs, Fl
- A••••••• A••••••• S••••••• formerFeb 20, 2007 to Dec 3, 2014 · Altamonte Springs, Fl
- O•••• F•• I••• to L•• F•••••••• L••left May 16, 2024, registered May 16, 2024 (0 days) · corporate re-registration, not a move
- A••••••• A••••••• S••••••• to E••••• A•• B••••••• P••••••• G••••• P•left Dec 3, 2014, registered Apr 9, 2007 (-2795 days) · Other
- E••••• A•• B••••••• P••••••• G••••• P• to O•••• F•• I•••left Nov 6, 2014, registered Nov 20, 2014 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address