DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Steele Street Private Wealth Management
Legal name Cdkv Holdings LLC
Latest filing Mar 11, 2026
First filing on the tape Dec 3, 2018 · 11 filings
SEC status approved since Feb 19, 2021
RAUM
$188M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$183M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$93.8M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$188M as of Mar 11, 2026
Feb 2, 2022$132M then
HNW client RAUM$160M as of Mar 11, 2026
Feb 2, 2022$110M then
State-registered IARs (5.B.3)2 as of Mar 11, 2026
Feb 2, 20222 then
Employees (5.A)2 as of Mar 11, 2026
Feb 2, 20222 then
Private funds: no history
RAUM +24% over the last fiscal year+15% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $93.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 56derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $559,774derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $43.3M, 59 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$160M85%
- Individuals$23.4M12%
- Charitable organizations$4.5M2.4%
- Individual clients
- 51reported
- HNW clients
- 60reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 335reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $43.3M for 59 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Richard Katz | Denver, Co | Jan 29, 2019 | 19 y | 6 |
| Casey M Vader | Denver, Co | Apr 4, 2019 | 28 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Casey M Vader from Denver Pwm, LLCApr 4, 2019 · Other
- Daniel Richard Katz from UBS Financial Services Inc.Jan 29, 2019 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Richard Daniel Katz · Managing Member, Chief Compliance Officercontrolsince 12/2018 · owns 50% to 75%
- M Casey Vader · Managing Membercontrolsince 12/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 303 to 335Feb 14, 2025 to Mar 11, 2026
- HNW clients · 54 to 60Feb 14, 2025 to Mar 11, 2026
- Individual clients · 50 to 51Feb 14, 2025 to Mar 11, 2026
- Assets in custody · $35.9M to $43.3MFeb 14, 2025 to Mar 11, 2026
- Discretionary RAUM · $151M to $187MFeb 14, 2025 to Mar 11, 2026
- HNW RAUM · $126M to $160MFeb 14, 2025 to Mar 11, 2026
- Individual RAUM · $20.5M to $23.4MFeb 14, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $423,487 to $767,118Feb 14, 2025 to Mar 11, 2026
- RAUM · $152M to $188MFeb 14, 2025 to Mar 11, 2026
- Accounts · 289 to 303Mar 19, 2024 to Feb 14, 2025
- HNW clients · 50 to 54Mar 19, 2024 to Feb 14, 2025
- Individual clients · 47 to 50Mar 19, 2024 to Feb 14, 2025
- Assets in custody · $20.2M to $35.9MMar 19, 2024 to Feb 14, 2025
- Financial planning clients · 11-25 to 11-25Mar 19, 2024 to Feb 14, 2025
- Discretionary RAUM · $148M to $151MMar 19, 2024 to Feb 14, 2025
- HNW RAUM · $116M to $126MMar 19, 2024 to Feb 14, 2025
- Individual RAUM · $17.8M to $20.5MMar 19, 2024 to Feb 14, 2025
- Non-discretionary RAUM · $196,086 to $423,487Mar 19, 2024 to Feb 14, 2025
- Pension RAUM · 196086.0 to unsetMar 19, 2024 to Feb 14, 2025
- RAUM · $148M to $152MMar 19, 2024 to Feb 14, 2025
- Accounts · 292 to 289Mar 13, 2023 to Mar 19, 2024
- Charity clients · 6.0 to unsetMar 13, 2023 to Mar 19, 2024
- Corporate clients · 1.0 to unsetMar 13, 2023 to Mar 19, 2024
- HNW clients · 43 to 50Mar 13, 2023 to Mar 19, 2024
- Individual clients · 45 to 47Mar 13, 2023 to Mar 19, 2024
- Assets in custody · $16.3M to $20.2MMar 13, 2023 to Mar 19, 2024
- Discretionary RAUM · $123M to $148MMar 13, 2023 to Mar 19, 2024
- HNW RAUM · $101M to $116MMar 13, 2023 to Mar 19, 2024
- Individual RAUM · $12.7M to $17.8MMar 13, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $760,517 to $196,086Mar 13, 2023 to Mar 19, 2024
- Pension RAUM · unset to 196086.0Mar 13, 2023 to Mar 19, 2024
- RAUM · $124M to $148MMar 13, 2023 to Mar 19, 2024
- Accounts · 281 to 292Feb 2, 2022 to Mar 13, 2023
- Charity clients · 7 to 6Feb 2, 2022 to Mar 13, 2023
- Corporate clients · 3 to 1Feb 2, 2022 to Mar 13, 2023
- HNW clients · 42 to 43Feb 2, 2022 to Mar 13, 2023
- Individual clients · 50 to 45Feb 2, 2022 to Mar 13, 2023
- Assets in custody · $27.8M to $16.3MFeb 2, 2022 to Mar 13, 2023
- Financial planning clients · 26-50 to 11-25Feb 2, 2022 to Mar 13, 2023
- Discretionary RAUM · $132M to $123MFeb 2, 2022 to Mar 13, 2023
Signals
1 dated events
- Cdkv Holdings Llc filed its initial SEC registration (Form ADV)Dec 3, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Steele Street Private Wealth Management · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@steelestpwm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 720-730-2550reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- steelestpwm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 720-730-2550reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- steelestpwm.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- steelestpwm.com/company/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026