RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• L•••••• C•••••••••
- A••••• W••••• M••••••••• L•• independent RIA currentsince Mar 12, 2026 · Louisville, Ky
- A••••• W••••• M••••••••• I••• formerDec 10, 2015 to Mar 31, 2026 · Louisville, Ky
- A••••• W••••• M••••••••• I••• formerNov 17, 2015 to Dec 10, 2015 · Louisville, Ky
- W•••• F•••• A••••••• wirehouseJan 21, 2005 to Nov 13, 2015 · Louisville, Ky
- M••••• S•••••• D• I••• unclassifiedDec 4, 2002 to Jan 24, 2005 · Louisville, Ky
- A••••• W••••• M••••••••• I••• to A••••• W••••• M••••••••• L••left Mar 31, 2026, registered Mar 12, 2026 (-19 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• A••••••• to A••••• W••••• M••••••••• I•••left Nov 13, 2015, registered Nov 17, 2015 (4 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- M••••• S•••••• D• I••• to W•••• F•••• A•••••••left Jan 24, 2005, registered Jan 21, 2005 (-3 days) · Other
- A•••••• L•••••• C•••••••••, registered through A••••• W••••• M••••••••• L•• (Louisville, KY), is a direct owner of Access Real Estate, LLC, an adviser first registered 2026-04-13; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filingApr 13, 2026 · Owner of a newly registered adviser · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address