DFX Intelligence
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Registered advisor
V•••••• T•••••••••
Feed of 09/14/2026
Also filed as V•••••• C• T•••••••••
At current firm
4 y
since Nov 22, 2021
In the industry
24 y
since Feb 14, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••••••• L•• state registered currentsince Nov 22, 2021 · Mount Kisco, Ny
- S•••••••• F••••••••• I••• formerJun 27, 2012 to Dec 11, 2013 · Washington, Ny
- B••••••• C•••••• I••• formerApr 2, 2009 to Jul 23, 2010 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• F••••••••• I••• to W••••••••• L••left Dec 11, 2013, registered Nov 22, 2021 (2903 days) · Other
- B••••••• C•••••• I••• to S•••••••• F••••••••• I•••left Jul 23, 2010, registered Jun 27, 2012 (705 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address