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Registered advisor
R••••• M••• G•••••
Feed of 09/14/2026
Also filed as R••••• M••• G•••••
At current firm
0 y
since Oct 20, 2025
In the industry
28 y
since Apr 8, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 20, 2025 · Melville, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDJul 3, 2018 to Oct 23, 2025 · Glen Head, Ny
- I••••••••• P••••••••• I••• formerJan 26, 2015 to Sep 12, 2018 · San Antonio, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 28, 2008 to Mar 25, 2013 · Garden City, Ny
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Dec 1, 2008 · Jericho, Ny
- M••••• S•••••• D• I••• unclassifiedSep 19, 2005 to Apr 2, 2007 · Jericho, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Oct 23, 2025, registered Oct 20, 2025 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 12, 2018, registered Jul 3, 2018 (-71 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to I••••••••• P••••••••• I•••left Mar 25, 2013, registered Jan 26, 2015 (672 days) · Other
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Dec 1, 2008, registered Nov 28, 2008 (-3 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- R••••• M••• G••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2025-10-20)Oct 23, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address