RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• E•••••••• D••••
- A••••• W••••• independent RIA currentsince Jul 15, 2025 · Mclean, Va
- I••••• F••••••••• L•• unclassifiedMay 23, 2011 to Nov 5, 2013 · Mclean, Va
- I••••••••• W••••• A••••••• I••• formerJan 5, 2007 to Sep 5, 2025 · Mclean, Va
- A••••••••• F•••••••• S•••••••• L•• national BDApr 20, 1998 to Jan 5, 2007 · Falls Church, Va
- I••••••••• W••••• A••••••• I••• to I••••• F••••••••• L••left Sep 5, 2025, registered May 23, 2011 (-5219 days) · Other
- I••••• F••••••••• L•• to A••••• W•••••left Nov 5, 2013, registered Jul 15, 2025 (4270 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• W••••• A••••••• I•••left Jan 5, 2007, registered Jan 5, 2007 (0 days) · Other
- K••••••• E•••••••• D•••• left I••••••••• W••••• A••••••• I••• for I••••• F••••••••• L•• (registered 2011-05-23)Sep 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address