DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• T•••••

C••••• I••••••••• A••••••• L••BD affiliatedSurprise, Azdual registrantIAPD 3024226

Feed of 09/14/2026

Also filed as Thomas Allan Tourek

At current firm

0 y

since Jun 1, 2026

In the industry

21 y

since Aug 29, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 1, 2026 · Surprise, Az
J••• M••••• S••••••••• L•• wirehouse
Dec 19, 2013 to Jun 9, 2026 · Sun City West, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 8, 2013 to Dec 3, 2013 · Chandler, Az
C•••••• S••••• • C••• I••• national BD
Sep 27, 2007 to Sep 10, 2010 · Phoenix, Az
R•• C•••••• M••••••• L•• national BD
Oct 25, 2005 to Sep 17, 2007 · Peoria, Az

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 9, 2026, registered Jun 1, 2026 (-8 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Dec 3, 2013, registered Dec 19, 2013 (16 days) · Wirehouse to wirehouse
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 10, 2010, registered Apr 8, 2013 (941 days) · Affiliated broker-dealer or bank to wirehouse
R•• C•••••• M••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 17, 2007, registered Sep 27, 2007 (10 days) · Affiliated broker-dealer or bank to another

Signals

T••••• T••••• left J••• M••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-06-01)
Jun 9, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address