RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••••• S••••••• F•••••
- H••••••• P••••••• state registered currentsince Jun 9, 2026 · Washington, Dc
- C••••••••• F•••••••• N•••••• national BDAug 28, 2006 to Mar 18, 2014 · Gaithersburg, Md
- E•••••••• A•••••••• L•• national BDJan 3, 2005 to Aug 29, 2006 · New York, Ny
- C••••••••• F•••••••• N•••••• to H••••••• P•••••••left Mar 18, 2014, registered Jun 9, 2026 (4466 days) · Affiliated broker-dealer or bank to a state-registered adviser
- E•••••••• A•••••••• L•• to C••••••••• F•••••••• N••••••left Aug 29, 2006, registered Aug 28, 2006 (-1 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address