RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••• A•••••
- G•••••••• F•••••••• N••••••• L•• independent RIA currentsince Oct 28, 2024 · Hutchinson, Ks
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Oct 30, 2024 · Hutchinson, Ks
- S••••••••• A•••••• A•••••••• I••• formerOct 16, 2017 to Jun 14, 2024 · Hutchinson, Ks
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerAug 10, 2016 to Oct 20, 2017 · El Segundo, Ca
- V•• A••••••• S••••••• formerNov 7, 2008 to Aug 11, 2016 · Overland Park, Ks
- I••••••••• A••••••• S••••••• I•• formerOct 1, 2007 to Dec 10, 2008 · Hutchinson, Ks
- V•• A••••••• S••••••• formerJan 17, 2006 to Jun 1, 2007 · Overland Park, Ks
- C••• B•••••••• S•••••••• I••• formerAug 28, 2003 to Jan 18, 2006 · Orland Park, Il
- O•••• W•••••• I••• to G•••••••• F•••••••• N••••••• L••left Oct 30, 2024, registered Oct 28, 2024 (-2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to S••••••••• A•••••• A•••••••• I•••left Oct 20, 2017, registered Oct 16, 2017 (-4 days) · Other
- V•• A••••••• S••••••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Aug 11, 2016, registered Aug 10, 2016 (-1 days) · Other · moved with a team
- I••••••••• A••••••• S••••••• I•• to V•• A••••••• S•••••••left Dec 10, 2008, registered Nov 7, 2008 (-33 days) · Other
- V•• A••••••• S••••••• to I••••••••• A••••••• S••••••• I••left Jun 1, 2007, registered Oct 1, 2007 (122 days) · Other
- C••• B•••••••• S•••••••• I••• to V•• A••••••• S•••••••left Jan 18, 2006, registered Jan 17, 2006 (-1 days) · Other
- M•••••• A••• A••••• left O•••• W•••••• I••• for G•••••••• F•••••••• N••••••• L•• (registered 2024-10-28)Oct 30, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address