DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•••••••• F•••••••• N••••••• L••

Independent wealth managerCRD 284165SEC 801-136600websiteIAPD
Latest filing Aug 18, 2026
First filing on the tape Jun 26, 2026 · 2 filings
SEC status approved since Jun 26, 2026
RAUM
$124M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$124M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$10.3M
derived; firm RAUM over IAPD count
Employees
11
11 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$124M as of Aug 18, 2026
Jun 26, 2026$124M then
HNW client RAUM$76.5M as of Aug 18, 2026
Jun 26, 2026$76.5M then
State-registered IARs (5.B.3)11 as of Aug 18, 2026
Jun 26, 202611 then
Employees (5.A)11 as of Aug 18, 2026
Jun 26, 202611 then
Private funds: no history
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$10.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
16derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$375,975derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.9derivedItem 5.A over advisors
Advisors per office
1.2derived10 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$76.5M62%
  • Individuals$47.2M38%
Individual clients
150reported
HNW clients
39reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
329reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• J•••• B••••Leawood, KsAug 5, 201622 y1
T•••••• J••• F•••••Mt. Laurel, NjMay 11, 201734 y4
L•••••• H•••• H•••••Kansas City, MoJan 2, 201833 y3
B•••••• A••• W•••••Jefferson City, MoJan 18, 201917 y1
D••••• W•••• K••••••Springfield, Mo May 1, 202036 y7
J••••• A••••• T•••••St. Matthews, ScDec 22, 202118 y1
M•••••• A••• A•••••Hutchinson, Ks Oct 28, 202428 y7
J••••••• A•••••Leawood, Ks Oct 28, 202419 y0
A••• M•••• K••••Certified Financial PlannerLeawood, Ks Oct 28, 202416 y4
R••••• D••••• S•••••Riverton, NjJan 5, 202641 y0
S••• M•••••••• R••••Certified Financial PlannerLeawood, Ks Jun 29, 202623 y3
M•••••• C••••••••• A•••Fenwick Island, De Jun 29, 202630 y3
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B••••• M••••••• J•••• · Managing Member/Ccocontrol
      since 08/2016 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Leawood, Ks720
    Hutchinson, Ks300
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    1 dated events
    • 2 advisors left O•••• W•••••• I••• (Hutchinson, KS) for G•••••••• F•••••••• N••••••• L•• on the same day
      Oct 30, 2024 · Team lift-out · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    bob@rds•••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    856-389-5855reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    rdshaara.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    (913) 515-3517reportedpublic record, Form ADV, Aug 18, 2026
    Contact form
    rdshaara.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
    Team page
    rdshaara.com/team/robert-shaarareportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $10.3Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026