RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• I•••• S•••••
- H• W••••• independent RIA currentsince Jun 1, 2022 · Atlanta, Ga
- A•••••• W••••• formerFeb 4, 2020 to Dec 31, 2023 · Atlanta, Ga
- O•••••••• P•••••••• L••• formerOct 26, 2009 to Jun 7, 2022 · Atlanta, Ga
- A•••••• W••••• to H• W•••••left Dec 31, 2023, registered Jun 1, 2022 (-578 days) · RIA to RIA · moved with a team
- O•••••••• P•••••••• L••• to A•••••• W•••••left Jun 7, 2022, registered Feb 4, 2020 (-854 days) · Other · moved with a team
- J••••••• I•••• S••••• left A•••••• W••••• for H• W••••• (registered 2022-06-01)Dec 31, 2023 · Advisor changed firm · fact
- J••••••• I•••• S••••• left O•••••••• P•••••••• L••• for A•••••• W••••• (registered 2020-02-04)Jun 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address