DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

H• W•••••

Independent wealth managerAtlanta, GeorgiaCRD 316731SEC 801-122595website IAPD

Legal name H• W••••• M••••••••• L••

Latest filing Sep 3, 2026

First filing on the tape Oct 1, 2021 · 30 filings

SEC status approved since Nov 5, 2021

RAUM

$30B

reported, Item 5.F

Discretionary

89%

of RAUM

Private clients

77%

$23B individuals and HNW

Advisors

167

registered through the firm on IAPD

RAUM per advisor

$181M

derived; firm RAUM over IAPD count

Employees

325

152 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

30 filings and snapshots on the tape

RAUM$30B as of May 8, 2026

Mar 30, 2022$11B then

HNW client RAUM$22B as of May 8, 2026

Mar 30, 2022$8.2B then

State-registered IARs (5.B.3)139 as of May 8, 2026

Mar 30, 202251 then

Employees (5.A)325 as of May 8, 2026

Mar 30, 2022146 then

Private funds24 as of May 8, 2026

Mar 30, 202217 then

RAUM +62% over the last fiscal year+34% a year over threeIARs 89 to 139offices 9 to 11

Practice profile

derived from the filing of Sep 3, 2026; every figure names its basis

Archetypes, each a printed rule

multi office g••••• platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)

RAUM per advisor: $180MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 29derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $6.9MderivedHNW RAUM over HNW clients
Average account: $1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary: 89%derivedof RAUM
Institutional: 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.9derivedItem 5.A over advisors
Advisors per office: 14.0derived12 offices incl. principal (1.F.5)
RAUM growth, one year: +62%derivedbetween the last two annual amendments
Advisor growth, one year: +56%derivedItem 5.B.3 between annual amendments
Client growth, one year: +26%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
Financial planning clients: 5,000reportedItem 5.H
Custody: $8.9B, 4,173 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$22B72%
Corporations and businesses$4.5B15%
Individuals$1.4B4.8%
Charitable organizations$1.3B4.2%
Pooled investment vehicles$860M2.9%
Investment companies$261M0.9%
Pension and profit-sharing plans$72.3M0.2%
State and municipal entities$6.2M0.0%

Individual clients: 1,639reported
HNW clients: 3,169reported
Pension plan clients: 42reported
Charitable clients: 227reported
Accounts: 26,148reported
Financial planning clients: 5,000reported
Wrap fee programs: noreported
Custody of client assets: $8.9B for 4,173 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.77 fund_share=0.04 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

166 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
W•••••• H••••• B••••Certified Financial Planner	Atlanta, Ga	Nov 5, 2021	16 y	1
S••••• J•••• G••••Certified Financial Planner	Sandy Springs, Ga	Nov 5, 2021	24 y	2
L•• T• V••••••••Certified Financial Planner	Atlanta, Ga	Nov 5, 2021	44 y	2
F•••• T••••• W•••••••Certified Financial Planner	Atlanta, Ga	Nov 5, 2021	27 y	2
C••••••••• R••• K••••Certified Financial Planner	Atlanta, Ga	Nov 5, 2021	19 y	1
J••• D••••• B•••••••Certified Financial Planner	Alpharetta, Ga	Nov 5, 2021	25 y	2
A••• L•• F•••••	Atlanta, Ga	Nov 5, 2021	31 y	1
K•••• S• K••••Certified Financial Planner	Alpharetta, Ga	Nov 5, 2021	30 y	2
W•••• D••••• M•••Certified Financial Planner	Alpharetta, Ga	Nov 5, 2021	23 y	3
S••• P•••••• C•••	Atlanta, Ga	Nov 5, 2021	28 y	2
J••• H••••• T•••••Certified Financial Planner	Atlanta, Ga	Nov 5, 2021	18 y	1
G•••••• N••••• H••••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	14 y	2
M•••••• D••••• L••••••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	13 y	1
M•••••• R•••• S•••••••	Palm Beach Gardens, Fl	Nov 8, 2021	24 y	1
K••••• M•••••••• S••••Certified Financial Planner	Alpharetta, Ga	Nov 8, 2021	12 y	1
M••• A••••• R•••• T•••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	15 y	1
T••••• P••••• M••••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	22 y	1
D•••• J•••• K•••••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	14 y	1
M••••• E••••• B•••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	12 y	1
J••••• M•••••• D••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	10 y	1
K••••••• M••• G••••••	Atlanta, Ga	Nov 8, 2021	14 y	2
P•••••• J••••• M••••••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	15 y	3
K•••••••• E• M• D•••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	12 y	1
M••••••• M•••• W••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	15 y	2
J•••• E••••• T••••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	11 y	1
T•••• J••••• A•••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	11 y	0
T••• A•••••• G•••••Certified Financial Planner	Alpharetta, Ga	Nov 8, 2021	20 y	2
E•••• C••••• B••••••	Atlanta, Ga	Nov 8, 2021	15 y	1
R•••• S•••••• A••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	27 y	1
J••••• M• F••••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	10 y	1
J•••• M•••••• R•••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	27 y	1
E••• P••••• B••••Certified Financial Planner, Chartered Financial Analyst	Atlanta, Ga	Nov 8, 2021	11 y	3
T••••• M••••••• C••••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	26 y	7
A••••• J••• B•••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	36 y	1
J••••••• P•••• B•••••••Certified Financial Planner	Alpharetta, Ga	Nov 8, 2021	23 y	3
J•••••• B•••• R•••••••••Certified Financial Planner	Atlanta, Ga	Nov 8, 2021	15 y	1
P••••• H••••• C•••••••••Certified Financial Planner, Personal Financial Specialist	Atlanta, Ga	Nov 8, 2021	24 y	4
M•••••• E•••• M•••••Certified Financial Planner	Atlanta, Ga	Nov 9, 2021	11 y	1
J•••• M••••• P•••••Certified Financial Planner	Alpharetta, Ga	Dec 6, 2021	14 y	0
J••••••• I•••• S•••••Certified Financial Planner	Atlanta, Ga	Jun 1, 2022	28 y	2

All 166 advisors at H• W•••••

Advisor movement

7 left, 31 joined in 12 months

net +24 in 12 months1 left in 90 days5 joined in 90 daysdeparture rate 4.2% of current headcount14 left over 36 months

Left, latest

S•••••• A••••• to F••••••••• W••••• M••••••••• L••
Jul 8, 2026 · RIA to RIA
J•••• S•••••• J•••••• to M•• I•••••••• S•••••••• L••
Jun 1, 2026 · RIA to affiliated broker-dealer or bank
S•••••• A••••• C•••• to R••••• P••• W••••• A•••••••• L••
May 26, 2026 · RIA to RIA
G••••• F••••••• J•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
May 26, 2026 · RIA to wirehouse
D•••• A••••• G••••• to A••••••• F•••••••• A•••••••• L••
May 22, 2026 · RIA to affiliated broker-dealer or bank
W••••• T•••••• R•••• to B••••••• J•••• L••
Apr 2, 2026 · RIA to RIA
I•••• B•••••• to R••••• W• B•••• • C•• I•••••••••
Dec 16, 2025 · RIA to RIA
E••••• L•••••• E••• to C••••• W••••• M••••••••• L••
Sep 4, 2025 · RIA to RIA
H••••••• M••• W•••• to C••••••• P•••••••
Jul 7, 2025 · RIA to RIA
J••••• V•••••• to M•••••• W••••• M••••••••• L•
May 29, 2025 · RIA to RIA
L••••• V• B•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Feb 14, 2025 · RIA to wirehouse
T••••• J•••• H•••• to 3• F••••••••• L••
Jan 10, 2025 · RIA to RIA
A••••• W••••• P•••• to W•••• W••••• M••••••••• I••
Mar 26, 2024 · RIA to RIA
K••• K••••••• to K• F•••••••• A••••• L••
Jan 5, 2024 · RIA to a state-registered adviser
R•••••• E••••• W••• to W••• F••••• W••••• A•••••••• L••
Mar 31, 2023 · Other

Joined, latest

L••••• L••• from R•••••• J•••• • A••••••••• I•••
Sep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
M•••••• F••••• R•••• from K••••• A••••••• S•••••••• L••
Aug 24, 2026 · Affiliated broker-dealer or bank to independent RIA
E••••• L•••••• E••• from C••••• W••••• M••••••••• L••
Aug 4, 2026 · RIA to RIA
S••••• L•••• H•••• from E•••••••• A•••••••• L••
Jul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
R••••• K••••• from B••••••••
Jul 6, 2026 · RIA to RIA
J••••• T••••• D••••• from H••••••• C••••••
Jun 15, 2026 · RIA to RIA
D•••• R••••••••• from K••••• A••••••• S•••••••• L••
Jun 3, 2026 · Affiliated broker-dealer or bank to independent RIA
J••• F•••• B•••• from T••••• A••••••• S•••••••• I•••
Apr 28, 2026 · Affiliated broker-dealer or bank to independent RIA
J••••••• C••••••••• B•••••• from B••••••••
Apr 24, 2026 · RIA to RIA
A•• C•••••• J•••••• from C••••••••• F•••••••• A•••••••• I•••
Apr 7, 2026 · Other
K•• S• K••••••• from V••••••• C•••••• A•••••••• L••
Mar 9, 2026 · RIA to RIA
S••••• D•••• W••••••• from L••••••• W••••• M•••••••••
Mar 9, 2026 · RIA to RIA
M•••••• R••• L••••• from L••••••• W••••• M•••••••••
Mar 9, 2026 · RIA to RIA
S••••• P••••• C•••••• from W•• P•••••••• L••
Feb 16, 2026 · RIA to RIA
D••••••• C•••• from T••••• A••••••• S•••••••• I•••
Feb 11, 2026 · Affiliated broker-dealer or bank to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from L••••••• W••••• M•••••••••
Mar 3, 2026 · Atlanta, Ga
35 joined from W•• P•••••••• L••
Jan 30, 2025 · Towson, Md · Firm absorbed
6 joined from T••••• A••••••• S•••••••• I•••
Jul 2, 2024 · Tampa, Fl
4 joined from A•••••• W•••••
Dec 31, 2023 · Atlanta, Ga · Firm absorbed
2 joined from T••••• A••••••• S•••••••• I•••
Sep 7, 2023 · Atlanta, Ga

Teams out Teams in

Private funds

29 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
P•••••••• R••• E••••• F••• I••• L•••	Real Estate Fund	$99.5M	309	Oct 1, 2021
P•••••••• C••••• O••••••••• F••• I•• L•••	Private Equity Fund	$93.8M	188	Mar 27, 2023
P•••••••• O••••••••• F••• V•• L•••	Private Equity Fund	$69.6M	128	Mar 18, 2024
P•••••••• O••••••••• F••• V• L•••	Private Equity Fund	$64.6M	124	Oct 1, 2021
P•••••••• C••••• O••••••••• F••• I••• L•••	Private Equity Fund	$59.8M	73	Sep 12, 2024
P•••••••• R••• E••••• F••• I•• L•••	Real Estate Fund	$46.7M	6	Mar 27, 2023
P•••••••• R••• E••••• F••• I•••• L•••	Real Estate Fund	$46.7M	4	Mar 27, 2023
P•••••••• O••••••••• F••• I•• L•••	Private Equity Fund	$43.8M	129	Mar 31, 2021
2••• O••••••••• F•••• L•••	Private Equity Fund	$41.1M	114	Mar 30, 2016
2••• O••••••••• F•••• L•••	Private Equity Fund	$39.3M	87	Mar 31, 2018
P•••••••• O••••••••• W•••••••• F•••••• L•••no longer reported	Real Estate Fund	$34.8M	160	Mar 31, 2021
P•••••••• O••••••••• W•••••••• F•••• L•••no longer reported	Real Estate Fund	$34.8M	101	Mar 31, 2021
P•••••••• O••••••••• F••• V••• L•••		$28.9M	0	Sep 3, 2026
W•• P•••••• E••••• F••• I• L••		$28.5M	131	Sep 3, 2026
W•• P•••••• I••••• F••• I•• L••		$26.8M	100	Sep 3, 2026
W•• P•••••• I••••• F••• I••• L••		$26.5M	100	Sep 3, 2026
P•••••••• R••• E••••• F••• I••••• L•••	Real Estate Fund	$24.9M	108	Oct 1, 2021
2••• O••••••••• F•••• L•	Private Equity Fund	$24.6M	105	Mar 30, 2012
P•••••••• A•••• F•••• L•••		$24.6M	0	Sep 3, 2026
P•••••••• C••••• O••••••••• F•••• L•••	Private Equity Fund	$18.0M	97	Mar 30, 2020
I••••• O••••••••• F••• I•• L•••	Private Equity Fund	$15.3M	105	Mar 31, 2014
W•• P•••••• I••••• F••• I• L••		$15.1M	99	Sep 3, 2026
P•••••••• R••• E••••• F••• I•• L•••	Real Estate Fund	$11.9M	101	Mar 30, 2020
H•• N•••••• R•••••••• I• L••no longer reported	Private Equity Fund	$10.7M	99	Mar 30, 2012
P•••••••• R••• E••••• F••• I•••• L•••	Real Estate Fund	$9.2M	68	Mar 30, 2020
I••••• O••••••••• F•••• L•no longer reported	Private Equity Fund	$2.5M	47	Mar 30, 2012
2••• R••• E••••• O••••••••• F•••• L•••	Private Equity Fund	$1.1M	98	Mar 31, 2018
D•• D••••••••• A••••••••• P•••••••• L••no longer reported	Other Private Fund	$873,966	60	Mar 31, 2021
H• W••••• R••• E••••• F•••• L•••		$0	23	Sep 3, 2026

Owners and control persons

Schedule A and B, latest filing

B•••• A•••••• J••• · Chairman Of The Boardcontrol
since 01/2024 · owns less than 5%
B•••••• K•••• · Chief Risk Officercontrol
since 12/2021 · owns less than 5%
C••••••• T•••••• M••••••• · Chief Executive Officercontrol
since 01/2024 · owns less than 5%
F•••••• A•••• L•• · Managercontrol
since 09/2021 · owns less than 5%
G••••• K•••• D• · Chief Operating Officercontrol
since 09/2021 · owns less than 5%
G••••• S•••••• J•••• · Managercontrol
since 01/2024 · owns less than 5%
H•••••••• J••••• J••••• · Chief Financial Officercontrol
since 09/2021 · owns less than 5%
K••••••••• A•••••• R•••••• · Managercontrol
since 09/2021 · owns less than 5%
M•••••••• W••••••• T••••• · Chief Compliance Officercontrol
since 10/2022 · owns less than 5%
M••••••• R••••• W• · Managercontrol
since 09/2021 · owns less than 5%
R••••••• R••••• G• · Managercontrol
since 09/2021 · owns less than 5%
T•••••••• D••••• I•••••• · Managercontrol
since 11/2024 · owns less than 5%
T•• J•••• · Managercontrol
since 11/2024 · owns less than 5%

Entity owners

H•••••• • B•••• I••• · Member
direct · owns 25% to 50%
T•• G••••• V• D• A•• G•••••• L••• · General Partner
indirect · owns F of H••• H•••••••• L••
H••• H•••••••• L•• · Member
direct · owns 75% or more
H••• I••••••••• I•• L•• · Member
direct · owns 75% or more
H••• I••••••••• L•• · Member
direct · owns 75% or more

Related persons

Schedule D 7.A

2••• O••••••••• P•••••••• L••
pooled vehicle sponsory
H•• P•••••••• L••
pooled vehicle sponsory
H•••••• B••• P•••••••• L••
pooled vehicle sponsory

Advisers that list H• W••••• as a related person

305732 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Atlanta, Ga · principal	156	45	7
Towson, Md	40	8	0
Alpharetta, Ga	10	0	0
Tampa, Fl	7	4	0
Palm Beach Gardens, Fl	6	2	0
Charlotte, Nc	4	2	0
Columbia, Md	4	1	0
Augusta, Ga	2	1	0

Offices

Schedule D 1.F, the 25 largest

Alpharetta, GA10 employees
Tampa, FL8 employees
Palm Beach Gardens, FL2 employees
Sandy Springs, GA2 employees
Nashville, TN1 employees
Augusta, GA1 employees
Columbia, SC1 employees

ADV anomalies

6 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Sep 3, 2026
F•••••• A•••• L•• (MANAGER) left Schedule A between the filings of 2024-12-10 and 2026-09-03
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Sep 3, 2026
B•••••• K•••• (CHIEF RISK OFFICER) left Schedule A between the filings of 2024-12-10 and 2026-09-03
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Sep 3, 2026
M••••••• R••••• W• (MANAGER) left Schedule A between the filings of 2024-12-10 and 2026-09-03
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Sep 3, 2026
R••••••• R••••• G• (MANAGER) left Schedule A between the filings of 2024-12-10 and 2026-09-03
peers: independent wealth managers, $20B and over (84)
advisor count surgeChange between filings · filing Apr 24, 2026
advisory representatives (Item 5.B.3) moved from 89.0 to 139.0 (+56.0%) between the annual amendments of 2025-04-29 and 2026-04-24; the peer median change was +5.0% (64 comparable advisers, 95.0th percentile of changes)
peers: independent wealth managers, $20B and over (64) · 95% percentile
employee count surgeChange between filings · filing Apr 24, 2026
employees (Item 5.A) moved from 215.0 to 325.0 (+51.0%) between the annual amendments of 2025-04-29 and 2026-04-24; the peer median change was +6.0% (79 comparable advisers, 97.0th percentile of changes)
peers: independent wealth managers, $20B and over (79) · 97% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · More than 500 to More than 500
May 8, 2026 to Sep 3, 2026
Private funds · 24 to unset
May 8, 2026 to Sep 3, 2026
Succession · false to unset
May 8, 2026 to Sep 3, 2026
Private funds · 23 to 24
Mar 25, 2026 to Apr 24, 2026
Accounts · 24,625 to 26,148
Jan 6, 2026 to Mar 25, 2026
Advisory employees · 95 to 152
Jan 6, 2026 to Mar 25, 2026
Charity clients · 219 to 227
Jan 6, 2026 to Mar 25, 2026
Corporate clients · 341 to 358
Jan 6, 2026 to Mar 25, 2026
HNW clients · 3,044 to 3,169
Jan 6, 2026 to Mar 25, 2026
Individual clients · 1,560 to 1,639
Jan 6, 2026 to Mar 25, 2026
Pension plan clients · 44 to 42
Jan 6, 2026 to Mar 25, 2026
Pooled vehicle clients · 21 to 23
Jan 6, 2026 to Mar 25, 2026
Assets in custody · $6.6B to $8.9B
Jan 6, 2026 to Mar 25, 2026
Employees · 215 to 325
Jan 6, 2026 to Mar 25, 2026
State-registered IARs · 89 to 139
Jan 6, 2026 to Mar 25, 2026
Discretionary RAUM · $22B to $27B
Jan 6, 2026 to Mar 25, 2026
HNW RAUM · $19B to $22B
Jan 6, 2026 to Mar 25, 2026
Individual RAUM · $1.2B to $1.4B
Jan 6, 2026 to Mar 25, 2026
Non-discretionary RAUM · $3.8B to $3.2B
Jan 6, 2026 to Mar 25, 2026
Pension RAUM · $83.8M to $72.3M
Jan 6, 2026 to Mar 25, 2026
Pooled vehicle RAUM · $767M to $860M
Jan 6, 2026 to Mar 25, 2026
RAUM · $26B to $30B
Jan 6, 2026 to Mar 25, 2026
Other offices · 10 to 11
Aug 19, 2025 to Nov 20, 2025
Business name · H•••••• B••• to H• W•••••
Jul 25, 2025 to Aug 19, 2025
Financial planning clients · More than 500 to More than 500
Jun 26, 2025 to Jul 25, 2025
Other offices · 9 to 10
Jun 26, 2025 to Jul 25, 2025
Accounts · 19,370 to 24,625
Apr 29, 2025 to Jun 26, 2025
Charity clients · 114 to 219
Apr 29, 2025 to Jun 26, 2025
Corporate clients · 241 to 341
Apr 29, 2025 to Jun 26, 2025
HNW clients · 2,479 to 3,044
Apr 29, 2025 to Jun 26, 2025
Individual clients · 1,341 to 1,560
Apr 29, 2025 to Jun 26, 2025
Pooled vehicle clients · 17 to 21
Apr 29, 2025 to Jun 26, 2025
Discretionary RAUM · $17B to $22B
Apr 29, 2025 to Jun 26, 2025
HNW RAUM · $14B to $19B
Apr 29, 2025 to Jun 26, 2025
Individual RAUM · $1.1B to $1.2B
Apr 29, 2025 to Jun 26, 2025
Non-discretionary RAUM · $1.6B to $3.8B
Apr 29, 2025 to Jun 26, 2025
Pension RAUM · $53.9M to $83.8M
Apr 29, 2025 to Jun 26, 2025
Pooled vehicle RAUM · $417M to $767M
Apr 29, 2025 to Jun 26, 2025
RAUM · $19B to $26B
Apr 29, 2025 to Jun 26, 2025
Private funds · 17 to 23
Feb 21, 2025 to Apr 29, 2025

Signals

36 dated events

L••••• L••• registered as an investment adviser representative at H• W•••••
Sep 16, 2026 · Advisor registered · fact
S•••••• A••••• left H• W••••• for F••••••••• W••••• M••••••••• L•• (registered 2026-07-28)
Jul 8, 2026 · Advisor changed firm · fact
J•••• S•••••• J•••••• left H• W••••• for M•• I•••••••• S•••••••• L•• (registered 2026-07-24)
Jun 1, 2026 · Advisor changed firm · fact
G••••• F••••••• J•••••• left H• W••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-06-03)
May 26, 2026 · Advisor changed firm · fact
S•••••• A••••• C•••• left H• W••••• for R••••• P••• W••••• A•••••••• L•• (registered 2026-05-29)
May 26, 2026 · Advisor changed firm · fact
D•••• A••••• G••••• left H• W••••• for A••••••• F•••••••• A•••••••• L•• (registered 2026-06-24)
May 22, 2026 · Advisor changed firm · fact
W••••• T•••••• R•••• left H• W••••• for B••••••• J•••• L•• (registered 2026-04-20)
Apr 2, 2026 · Advisor changed firm · fact
H• W••••• reported 139 state-registered advisory representatives, up from 89 (2026-01-06 to 2026-03-25)
Mar 25, 2026 · Advisor headcount change · derived
2 advisors left L••••••• W••••• M••••••••• (Atlanta, GA) for H• W••••• on the same day
Mar 3, 2026 · Team lift-out · derived
I•••• B•••••• left H• W••••• for R••••• W• B•••• • C•• I••••••••• (registered 2025-11-14)
Dec 16, 2025 · Advisor changed firm · fact
E••••• L•••••• E••• left H• W••••• for C••••• W••••• M••••••••• L•• (registered 2026-05-08)
Sep 4, 2025 · Advisor changed firm · fact
H••••••• M••• W•••• left H• W••••• for C••••••• P••••••• (registered 2025-07-22)
Jul 7, 2025 · Advisor changed firm · fact
H• W••••• reported RAUM $25.9B, up 39% from $18.6B (2025-04-29 to 2025-06-26)
Jun 26, 2025 · RAUM change · derived
J••••• V•••••• left H• W••••• for M•••••• W••••• M••••••••• L• (registered 2025-05-01)
May 29, 2025 · Advisor changed firm · fact
H• W••••• reported 89 state-registered advisory representatives, up from 68 (2025-01-17 to 2025-02-21)
Feb 21, 2025 · Advisor headcount change · derived
L••••• V• B•••••• left H• W••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-06-06)
Feb 14, 2025 · Advisor changed firm · fact
W•• P•••••••• L••'s advisors moved to H• W••••• (Towson, MD): 35 of 37 registered, within 11 days
Jan 30, 2025 · Firm absorbed (people side) · derived
T••••• J•••• H•••• left H• W••••• for 3• F••••••••• L•• (registered 2025-02-24)
Jan 10, 2025 · Advisor changed firm · fact
Jenny Tu (Manager) appeared on Schedule A of H• W•••••
Dec 10, 2024 · Control person joined · fact
Nicholas Peter Masucci (Manager) no longer on Schedule A of H• W••••• (listed 2024-10-25, absent 2024-12-10)
Dec 10, 2024 · Control person left · inference
Ignacio D•••• Trujillo (Manager) appeared on Schedule A of H• W•••••
Dec 10, 2024 · Control person joined · fact
6 advisors left T••••• A••••••• S•••••••• I••• (Tampa, FL) for H• W••••• within 14 days
Jul 2, 2024 · Team lift-out · derived
A••••• W••••• P•••• left H• W••••• for W•••• W••••• M••••••••• I•• (registered 2023-09-11)
Mar 26, 2024 · Advisor changed firm · fact
Jason S••••• Grant (Manager) appeared on Schedule A of H• W•••••
Mar 18, 2024 · Control person joined · fact
Harold W•••••• Bolen (Manager) no longer on Schedule A of H• W••••• (listed 2023-08-01, absent 2024-03-18)
Mar 18, 2024 · Control person left · inference
K••• K••••••• left H• W••••• for K• F•••••••• A••••• L•• (registered 2024-06-25)
Jan 5, 2024 · Advisor changed firm · fact
A•••••• W•••••'s advisors moved to H• W••••• (Atlanta, GA): 4 of 4 registered, on the same day
Dec 31, 2023 · Firm absorbed (people side) · derived
2 advisors left T••••• A••••••• S•••••••• I••• (Atlanta, GA) for H• W••••• on the same day
Sep 7, 2023 · Team lift-out · derived
R•••••• E••••• W••• left H• W••••• for W••• F••••• W••••• A•••••••• L•• (registered 2023-07-03)
Mar 31, 2023 · Advisor changed firm · fact
H• W••••• reported 64 state-registered advisory representatives, up from 51 (2022-10-27 to 2023-03-27)
Mar 27, 2023 · Advisor headcount change · derived

Across DFX

shared identifiers only, never a name match

H• W••••• · Independent Sponsors
shared crd · capital_provider
H•••••• B••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/hbwealthreportedpublic record, Form ADV, Sep 18, 2026
Firm profile: linkedin.com/company/wms-partnersreportedpublic record, Form ADV, Sep 18, 2026
Website: hbwealth.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 404-264-1400reportedpublic record, Form ADV, Sep 3, 2026
Team page: hbwealth.com/meet-the-team/wealth-advisorsreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $181Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

H• W••••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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