RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• T••••••• M•••••
- S••••••• W••••• S••••••••• state registered currentsince Feb 17, 2017 · Idaho Falls, Id
- S••••• M••••••••• independent RIAMar 17, 2016 to Aug 9, 2017 · Idaho Falls, Id
- S••••• M••••••••• independent RIAJun 24, 2014 to Dec 31, 2015 · Idaho Falls, Id
- I••••••••• W••••• M••••••••• I••• formerApr 8, 2009 to Jun 13, 2014 · Idaho Falls, Id
- A••••••••• F•••••••• S•••••••• L•• national BDJul 29, 2004 to Apr 14, 2009 · Idaho Falls, Id
- S••••• M••••••••• to S••••••• W••••• S•••••••••left Aug 9, 2017, registered Feb 17, 2017 (-173 days) · Other
- I••••••••• W••••• M••••••••• I••• to S••••• M•••••••••left Jun 13, 2014, registered Jun 24, 2014 (11 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• W••••• M••••••••• I•••left Apr 14, 2009, registered Apr 8, 2009 (-6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address