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Registered advisor
D••••• J••••• P•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since May 12, 2016
In the industry
25 y
since Mar 9, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• W••••• M••••••••• L•• state registered currentsince May 12, 2016 · Exton, Pa
- C•••••• S••••• • C••• I••• national BDMay 15, 2013 to Jan 25, 2016 · Allentown, Pa
- P•• W••••• M••••••••• BD affiliatedJan 1, 2004 to Feb 19, 2004 · Haddonfield, Nj
- J••••• H•••••••• W••• L••••• L•• formerDec 10, 2003 to Jan 1, 2004 · Haddonfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to P•••••• W••••• M••••••••• L••left Jan 25, 2016, registered May 12, 2016 (108 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P•• W••••• M••••••••• to C•••••• S••••• • C••• I•••left Feb 19, 2004, registered May 15, 2013 (3373 days) · Other
- J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address