RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A•••••• D•••••
- S•••••• C•••••• G•••• independent RIA currentsince Feb 12, 2026 · Riverside, Ca
- S•••••• A••••••• G••••• L•• independent RIA currentsince Feb 4, 2026 · Riverside, Ca
- G••••• I••••• W••••• M••••••••• state registered currentsince May 19, 2023 · Riverside, Ca
- S•••••• S••••••••• I••• BD affiliatedFeb 12, 2003 to Aug 14, 2014 · Birmingham, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 11, 2001 to Feb 3, 2003 · Birmingham, Al
- S•••••• S••••••••• I••• to G••••• I••••• W••••• M•••••••••left Aug 14, 2014, registered May 19, 2023 (3200 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• S••••••••• I•••left Feb 3, 2003, registered Feb 12, 2003 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address