RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• N•• S••••••
- J• C•••••• M••••••••• I••• independent RIA currentsince Jul 1, 2010 · Troy, Mi
- A•••• C•••• I••••••••• L•• formerJun 15, 2018 to Dec 11, 2018 · Troy, Mi
- R•••• I••••••••• A••••••• L•• BD affiliatedAug 30, 2013 to May 25, 2016 · Troy, Mi
- C••••••••• F•••••••• N•••••• national BDApr 15, 2010 to Jul 1, 2010 · Troy, Mi
- S•• BD affiliatedJul 2, 2003 to Apr 27, 2009 · Troy, Mi
- A•••• C•••• I••••••••• L•• to no registered destinationleft Dec 11, 2018 · Departure, no registered destination
- R•••• I••••••••• A••••••• L•• to A•••• C•••• I••••••••• L••left May 25, 2016, registered Jun 15, 2018 (751 days) · Other · moved with a team
- C••••••••• F•••••••• N•••••• to J• C•••••• M••••••••• I•••left Jul 1, 2010, registered Jul 1, 2010 (0 days) · Other
- S•• to C••••••••• F•••••••• N••••••left Apr 27, 2009, registered Apr 15, 2010 (353 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address