RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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M•••••• E•••• M••••
- N•••••• G•••• C••••••••• L•• institutional currentsince Apr 28, 2017 · Lake Mary, Fl
- N••••• C••••••••• L•• formerOct 7, 2024 to Dec 31, 2025 · Indianapolis, In
- N•••••• G•••• S••••••••• I••• formerJul 2, 2008 to Sep 6, 2023 · Lake Mary, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 5, 2008 · Orlando, Fl
- M••••• S•••••• D• I••• unclassifiedMay 11, 2005 to Apr 2, 2007 · Orlando, Fl
- C•••••• S••••• • C••• I••• national BDApr 1, 2003 to Nov 30, 2004 · Fl
- N••••• C••••••••• L•• to no registered destinationleft Dec 31, 2025 · Departure, no registered destination
- N•••••• G•••• S••••••••• I••• to N•••••• G•••• C••••••••• L••left Sep 6, 2023, registered Apr 28, 2017 (-2322 days) · channel change inside one enterprise, not a move
- M••••• S•••••• • C•• L•• to N•••••• G•••• S••••••••• I•••left Jun 5, 2008, registered Jul 2, 2008 (27 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to M••••• S•••••• D• I•••left Nov 30, 2004, registered May 11, 2005 (162 days) · Other
- M•••••• E•••• M•••• no longer registered at N••••• C••••••••• L••; no later IA registration on IAPDDec 31, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address