RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• W••• E••••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Nov 15, 2017 · Salt Lake City, Ut
- N•••••• F•••••••• G••••• I••• independent RIAJan 6, 2003 to Nov 21, 2011 · Salt Lake City, Ut
- R•• C•••••• M••••••• L•• national BDMar 1, 2002 to Jan 6, 2003 · Salt Lake City, Ut
- N•••••• F•••••••• G••••• I••• to G••••• R••••••••• P••••••• L••left Nov 21, 2011, registered Nov 15, 2017 (2186 days) · Other
- R•• C•••••• M••••••• L•• to N•••••• F•••••••• G••••• I•••left Jan 6, 2003, registered Jan 6, 2003 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address