RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• R•••••• P••••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Dec 13, 2022 · Tampa, Fl
- O•••• F•• I••• formerMar 13, 2009 to Nov 22, 2022 · Jamaica Plain, Ma
- O•••• F•• I••• formerNov 1, 2005 to May 29, 2009 · Jamaica Plain, Ma
- O•••• F•• I••• to J• W• C••• A•••••••• I•••left Nov 22, 2022, registered Dec 13, 2022 (21 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to O•••• F•• I•••left May 29, 2009, registered Mar 13, 2009 (-77 days) · Other
- M••• R•••••• P•••••• left O•••• F•• I••• for J• W• C••• A•••••••• I••• (registered 2022-12-13)Nov 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address