RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••••• K•••••
- C••••••••• W•••••• L•• independent RIA currentsince Apr 8, 2026 · Lake Wales, Fl
- F••••••••• I••••••••• A••••••• L•• independent RIASep 3, 2020 to Apr 7, 2026 · Phoenix, Az
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 24, 2013 to May 2, 2019 · Boca Raton, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 13, 2006 to Jun 21, 2012 · Ft. Lauderdale, Fl
- F••••••••• I••••••••• A••••••• L•• to C••••••••• W•••••• L••left Apr 7, 2026, registered Apr 8, 2026 (1 days) · RIA to RIA
- M•• I•••••••• S•••••••• L•• to F••••••••• I••••••••• A••••••• L••left May 2, 2019, registered Sep 3, 2020 (490 days) · Affiliated broker-dealer or bank to independent RIA
- J•••• M••••• K••••• left F••••••••• I••••••••• A••••••• L•• for C••••••••• W•••••• L•• (registered 2026-04-08)Apr 7, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address