DFX Intelligence
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Registered advisor
L••• C•••••••• F••
Feed of 09/15/2026
At current firm
11 y
since Feb 27, 2015
In the industry
28 y
since Apr 22, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 27, 2015 · Plymouth, Mi
- M••••• S•••••• wirehouseNov 4, 2010 to Mar 11, 2015 · Ann Arbor, Mi
- C••••••• S••••••••• formerOct 7, 2004 to Dec 6, 2006 · Detroit, Mi
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Mar 11, 2015, registered Feb 27, 2015 (-12 days) · Wirehouse to wirehouse · moved with a team
- C••••••• S••••••••• to M••••• S••••••left Dec 6, 2006, registered Nov 4, 2010 (1429 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address