DFX Intelligence
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Registered advisor
M•••••• T••• F•••
Feed of 09/15/2026
At current firm
7 y
since Feb 22, 2019
In the industry
28 y
since Jun 19, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J• W• C••• A•••••••• I••• BD affiliated currentsince Feb 22, 2019 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseJul 22, 2008 to Nov 20, 2018 · Clearwater, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 18, 2003 to Jul 29, 2008 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to J• W• C••• A•••••••• I•••left Nov 20, 2018, registered Feb 22, 2019 (94 days) · Wirehouse to independent RIA
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Jul 29, 2008, registered Jul 22, 2008 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address