RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E•••••••• B•••
- M•••••• F•••••••• P•••••••• L•• independent RIA currentsince Mar 20, 2025 · C••••••, Mo
- C•••••• F•••••••• G••••• L•• independent RIAAug 4, 2015 to Jul 1, 2025 · St. Louis, Mo
- M••••• G•••• I••••••••• A•••••••• L•• independent RIAJul 15, 2002 to Jul 31, 2015 · St. Louis, Mo
- C•••••• F•••••••• G••••• L•• to M•••••• F•••••••• P•••••••• L••left Jul 1, 2025, registered Mar 20, 2025 (-103 days) · RIA to a newly registered adviser · moved with a team
- M••••• G•••• I••••••••• A•••••••• L•• to C•••••• F•••••••• G••••• L••left Jul 31, 2015, registered Aug 4, 2015 (4 days) · Other · moved with a team
- J•••• E•••••••• B••• left C•••••• F•••••••• G••••• L•• for M•••••• F•••••••• P•••••••• L•• (registered 2025-03-20)Jul 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address