DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T••••• A••••• H•••••
Feed of 09/14/2026
Also filed as Tom H•••••
At current firm
0 y
since May 29, 2026
In the industry
28 y
since Jun 18, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 29, 2026 · Southlake, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDMar 17, 2017 to Jun 3, 2026 · Southlake, Tx
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Mar 21, 2017 · Dallas, Tx
- P••••••••• E••••• G••••• L•• unclassifiedApr 11, 2000 to Jul 1, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Jun 3, 2026, registered May 29, 2026 (-5 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 21, 2017, registered Mar 17, 2017 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- T••••• A••••• H••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-05-29)Jun 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address