DFX Intelligence
RIA Intelligence
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Registered advisor
C•••••••• O••• C••••••
Feed of 09/14/2026
At current firm
13 y
since Mar 6, 2013
In the industry
28 y
since Jun 19, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 6, 2013 · Magee, Ms
- B••••••• W••••• A••••••• independent RIAMar 18, 2010 to Jan 2, 2013 · Jackson, Ms
- U•• F•••••••• S••••••• I••• wirehouseFeb 12, 2007 to Feb 8, 2010 · Jackson, Ms
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 3, 2003 to Feb 12, 2007 · Magee, Ms
Moves
a registration end followed by a registration begin elsewhere
- B••••••• W••••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2013, registered Mar 6, 2013 (63 days) · Other
- U•• F•••••••• S••••••• I••• to B••••••• W••••• A•••••••left Feb 8, 2010, registered Mar 18, 2010 (38 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••left Feb 12, 2007, registered Feb 12, 2007 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address