RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J•••• M•••••••
- W••• W••••• M••••••••• L•• independent RIA currentsince Apr 1, 2022 · New York, Ny
- H••••••••• G•••• E••••• • R••••••••• S••••••••• formerApr 2, 2015 to Mar 27, 2018 · Los Angeles, Ca
- C••••• A•••••• N••••••• L•• formerSep 3, 2013 to Mar 3, 2015 · Los Angeles, Ca
- V•••• C••••••• I••• independent RIAAug 2, 2011 to Oct 7, 2015 · Los Angeles, Ca
- W••••• S••••• S••••••••• I••• formerApr 14, 2010 to Sep 3, 2013 · New York, Ny
- N••••• • L•••• S••••••••• I••• unclassifiedFeb 27, 2002 to Jan 28, 2003 · New York, Ny
- H••••••••• G•••• E••••• • R••••••••• S••••••••• to W••• W••••• M••••••••• L••left Mar 27, 2018, registered Apr 1, 2022 (1466 days) · Other
- V•••• C••••••• I••• to C••••• A•••••• N••••••• L••left Oct 7, 2015, registered Sep 3, 2013 (-764 days) · Other
- C••••• A•••••• N••••••• L•• to H••••••••• G•••• E••••• • R••••••••• S•••••••••left Mar 3, 2015, registered Apr 2, 2015 (30 days) · Other
- W••••• S••••• S••••••••• I••• to V•••• C••••••• I•••left Sep 3, 2013, registered Aug 2, 2011 (-763 days) · Other
- N••••• • L•••• S••••••••• I••• to W••••• S••••• S••••••••• I•••left Jan 28, 2003, registered Apr 14, 2010 (2633 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address