RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since May 5, 2025 · Ashburn, Va
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 17, 2017 to May 6, 2025 · Washington, Dc
• W•••• F•••• A••••••• wirehouse
  Apr 17, 2009 to Feb 27, 2017 · Mclean, Va
• B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
  Jan 5, 2007 to Apr 21, 2009 · Mclean, Va
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Feb 15, 2006 to Jan 9, 2007 · Harrisonburg, Va

• R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••
  left May 6, 2025, registered May 5, 2025 (-1 days) · Affiliated broker-dealer or bank to another
• W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
  left Feb 27, 2017, registered Feb 17, 2017 (-10 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
  left Apr 21, 2009, registered Apr 17, 2009 (-4 days) · Other
• R•••••• J•••• F•••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
  left Jan 9, 2007, registered Jan 5, 2007 (-4 days) · Other

• S••••• J•••• K•• left R•••••• J•••• • A••••••••• I••• for L•• F•••••••• L•• (registered 2025-05-05)
  May 6, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address