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Registered advisor
V••••• Y• R••• C••
Feed of 09/14/2026
Also filed as V••••• Y R Chu
At current firm
2 y
since Jan 19, 2024
In the industry
28 y
since May 1, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Fremont, Ca
- W••••••• F•••••••• S•••••••• I••• formerMar 1, 2019 to Jan 19, 2024 · Fremont, Ca
- Q•••••• A•••• M••••••••• I••• formerOct 16, 2012 to Mar 1, 2019 · Minneapolis, Mn
- W••••••• F•••••••• S•••••••• I••• formerOct 3, 2008 to Oct 22, 2012 · Fremont, Ca
- N•• E•••••• S••••••••• C••••••••• formerJun 29, 2004 to Sep 30, 2008 · Campbell, Ca
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- W••••••• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••left Oct 22, 2012, registered Oct 16, 2012 (-6 days) · Other
- N•• E•••••• S••••••••• C••••••••• to W••••••• F•••••••• S•••••••• I•••left Sep 30, 2008, registered Oct 3, 2008 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address