DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Navy Federal Investment Services, LLC
Latest filing May 19, 2026
First filing on the tape Dec 8, 2016 · 25 filings
SEC status approved since Jun 21, 2007
RAUM
$2.1B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$2.1B individuals and HNW
Advisors
161
registered through the firm on IAPD
RAUM per advisor
$13.0M
derived; firm RAUM over IAPD count
Employees
206
147 advisory (5.B.1)
Offices
78
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.1B as of May 19, 2026
Mar 30, 2017$186M then
HNW client RAUM$423M as of May 19, 2026
Mar 29, 2018$80.4M then
State-registered IARs (5.B.3)147 as of May 19, 2026
Mar 30, 201768 then
Employees (5.A)206 as of May 19, 2026
Mar 30, 2017163 then
Private funds: no history
RAUM +23% over the last fiscal year+35% a year over threeIARs 124 to 147offices 70 to 78
Practice profile
derived from the filing of May 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $13.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 46derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $239,113derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived79 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +19%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 7,500reportedItem 5.H
- Wrap fee program
- $2.1BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.7B80%
- High-net-worth individuals$423M20%
- Individual clients
- 7,093reported
- HNW clients
- 331reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8,783reported
- Financial planning clients
- 7,500reported
- Wrap fee programs
- $2.1B sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=168.0derived
Advisors registered through the firm
161 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mark S Estep | Lexington Park, Md | Jan 4, 2017 | 20 y | 1 |
| Kevin Michael ReeseChartered Financial Consultant | Potomac, Md | Jan 4, 2017 | 39 y | 2 |
| Frank Agyei Gyesaw | Woodbridge, Va | Jan 4, 2017 | 19 y | 2 |
| Brian FranklinChartered Financial Consultant | Chesapeake, Va | Jan 4, 2017 | 11 y | 2 |
| Robin Melody Hue | San Diego, Ca | Jan 4, 2017 | 22 y | 1 |
| Kevin Michael O'Connor | Groton, Ct | Jan 4, 2017 | 12 y | 2 |
| William Richard BowmanChartered Financial Consultant | Pensacola, Fl | Jan 4, 2017 | 22 y | 2 |
| Robin L Caldwell | South Mills, Nc | Jan 4, 2017 | 25 y | 1 |
| Veston Valis Thompson | San Diego, Ca | Jan 4, 2017 | 20 y | 2 |
| Zachary W Oleinik | San Diego, Ca | Jan 4, 2017 | 12 y | 3 |
| Kathryn Cecilia HillChartered Financial Consultant | Gulf Breeze, Fl | Jan 4, 2017 | 27 y | 3 |
| Kent Eric Miller | Chantilly, Va | Jan 4, 2017 | 31 y | 1 |
| Monica Comer | Milton, Fl | Jan 4, 2017 | 33 y | 5 |
| Emily Ann Mobley | Virginia Beach, Va | Jan 4, 2017 | 18 y | 1 |
| Anabelle L Lassiter | Vienna, Va | Jan 4, 2017 | 19 y | 1 |
| Kent Allen Johnson | Ashburn, Va | Jan 4, 2017 | 18 y | 3 |
| Gil Patrick Matro | San Diego, Ca | Jan 4, 2017 | 30 y | 2 |
| Jeffrey Ryan PowellCertified Financial Planner | Virginia Beach, Va | Jan 4, 2017 | 20 y | 2 |
| Matthew J WiegeleChartered Financial Consultant | Oceanside, Ca | Jan 4, 2017 | 13 y | 1 |
| David Matthew Wallin | Pensacola, Fl | Jan 4, 2017 | 18 y | 2 |
| Meagan A KimCertified Financial Planner | Winter Park, Fl | Jan 4, 2017 | 12 y | 1 |
| Regina Ann Mayhew | Alexandria, Va | Jan 4, 2017 | 21 y | 3 |
| Kari Kristen FoustCertified Financial Planner | Pace, Fl | Jan 4, 2017 | 18 y | 1 |
| Donald Orin Andrus | Vienna, Va | Jan 4, 2017 | 21 y | 2 |
| Patrick Boyd BryantCertified Financial Planner | Pensacola, Fl | Jan 4, 2017 | 16 y | 6 |
| Thomas Edward Leechin | Pensacola, Fl | Jan 4, 2017 | 28 y | 1 |
| Khoi Bao Ngoc NguyenChartered Financial Consultant | Cantonment, Fl | Jan 4, 2017 | 17 y | 2 |
| Hourieh Ghasripour | Vienna, Va | Jan 4, 2017 | 18 y | 2 |
| Hien Trong Truong | Stafford, Va | Jan 4, 2017 | 18 y | 3 |
| James A BarnesCertified Financial Planner | Pensacola, Fl | Jan 4, 2017 | 13 y | 1 |
| Norine CorreaChartered Financial Consultant | Palmdale, Ca | Jan 6, 2017 | 13 y | 1 |
| William H Copeland | Pensacola, Fl | Apr 26, 2017 | 11 y | 0 |
| Mario Alonzo Trevino | Pensacola, Fl | Jul 18, 2017 | 21 y | 6 |
| Ashley Rae Boles | Seabeck, Wa | Aug 14, 2017 | 10 y | 0 |
| Curtis Clark Harris | Springfield, Va | Oct 12, 2017 | 13 y | 1 |
| Selena Marie Edrosa | Middleburg, Fl | Oct 31, 2017 | 17 y | 0 |
| David E Hammond | Temecula, Ca | Nov 9, 2017 | 16 y | 4 |
| Tommy Burrell Davis | Glenarden, Md | Dec 11, 2017 | 14 y | 1 |
| Tomeka Lasha BrownCertified Financial Planner | Vienna, Va | Jan 24, 2018 | 14 y | 3 |
| Sarah Anne SealeyCertified Financial Planner | Escondido, Ca | May 10, 2018 | 31 y | 3 |
Advisor movement
6 left, 29 joined in 12 months
net +23 in 12 months1 left in 90 days6 joined in 90 daysdeparture rate 3.7% of current headcount15 left over 36 months
Left, latest
- Blake Austin Soto to RBC Securities, Inc.Jun 26, 2026 · Affiliated broker-dealer or bank to another
- Daniel Testa to Cetera Investment Advisers LLCJun 15, 2026 · Affiliated broker-dealer or bank to another
- Jaylon Tyrae Payne Mcclinton to Advice And Planning ServicesMay 15, 2026 · Affiliated broker-dealer or bank to another
- Toni-Ann L Dorsey to LPL Financial LLCMay 6, 2026 · Affiliated broker-dealer or bank to another
- Alan N Kennedy to Edward JonesFeb 24, 2026 · Affiliated broker-dealer or bank to another
- Spencer Glen Gilland to Wells Fargo AdvisorsFeb 2, 2026 · Affiliated broker-dealer or bank to wirehouse
- Edward Ryan Ganzon Bondoc to LPL Financial LLCSep 2, 2025 · Affiliated broker-dealer or bank to another
- Carlos Delgado-Mejia to Td Private Client Wealth LLCMay 19, 2025 · Affiliated broker-dealer or bank to another
- Fulton Bridges to Cambridge Investment Research Advisors, Inc.Apr 2, 2025 · Affiliated broker-dealer or bank to another
- Ginny Fletcher to Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 5, 2024 · Affiliated broker-dealer or bank to wirehouse
- Brant Judson White to Wells Fargo AdvisorsJun 27, 2024 · Affiliated broker-dealer or bank to wirehouse
- Cillian Tyrrell to J.P. Morgan Securities LLCApr 30, 2024 · Affiliated broker-dealer or bank to wirehouse
- Matthew D. Lankford to J.P. Morgan Securities LLCApr 19, 2024 · Affiliated broker-dealer or bank to wirehouse
- Justin Thomas Rayman to Fifth Third Securities, Inc.Mar 4, 2024 · Affiliated broker-dealer or bank to another
- Jennifer Aguirre to Outlook Wealth Advisors, LLCOct 2, 2023 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Bei Wan from LPL Enterprise, LLCSep 11, 2026 · Affiliated broker-dealer or bank to another
- Denise Anne Kamel from Commonwealth Financial NetworkSep 11, 2026 · Affiliated broker-dealer or bank to another
- Juan Manuel Herrera from J.P. Morgan Securities LLCAug 11, 2026 · Wirehouse to affiliated broker-dealer or bank
- Henry Anthony Portillo from Strategic Advisers LLCAug 11, 2026 · Affiliated broker-dealer or bank to another
- Abigail Marie Mcdaris Woods from First Command Advisory ServicesAug 10, 2026 · Affiliated broker-dealer or bank to another
- Sara Marie Goldman from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 10, 2026 · Wirehouse to affiliated broker-dealer or bank
- Luke Corliss Hinkle from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 17, 2026 · Wirehouse to affiliated broker-dealer or bank
- Irena V Davydova Forquer from Edward JonesJun 5, 2026 · Affiliated broker-dealer or bank to another
- Elijah Hawkes from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 21, 2026 · Wirehouse to affiliated broker-dealer or bank
- Evan Taejin Chung from LPL Financial LLCMay 19, 2026 · Affiliated broker-dealer or bank to another
- Alyssa Schuster from Stifel, Nicolaus & Company, IncorporatedMay 4, 2026 · Affiliated broker-dealer or bank to another
- Natan Mckenzie from Centaurus Financial, Inc.Apr 21, 2026 · Affiliated broker-dealer or bank to another
- Gregory Edward Rivas from Charles Schwab & Co., Inc.Apr 16, 2026 · Affiliated broker-dealer or bank to another
- Enthony Roger Silva from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 6, 2026 · Wirehouse to affiliated broker-dealer or bank
- Allen E. Osterloh from J.P. Morgan Securities LLCApr 2, 2026 · Wirehouse to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for J.P. Morgan Securities LLCApr 19, 2024 · Vienna, Va
- 3 joined from First Command Advisory ServicesJan 31, 2024 · Fort Worth, Tx
- 2 joined from Usaa Investment Services CompanyJul 30, 2020 · Tampa, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mathu Kimani Mathu · Avp Nffg Operations / Principal Operations Officercontrolsince 10/2018 · owns less than 5%
- Timothy David Rosson · Finop / Principal Finanacial Officercontrolsince 02/2022 · owns less than 5%
- Steven Leslie Weisberg · Chief Compliance Officer / Vp Compliance, Legal & Risk & Operationscontrolsince 05/2024 · owns less than 5%
- Diane Young · Chief Operating Officercontrolsince 08/2020 · owns less than 5%
Entity owners
- Navy Federal Financial Group · Ownerdirect · owns 75% or more
- Navy Federal Credit Union · Ownerindirect · owns 75% or more of Navy Federal Financial Group
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Navy Federal Investment Services, LLC as a related person
- 144244 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vienna, Va · principal | 65 | 10 | 3 | ||
| Pensacola, Fl | 43 | 6 | 0 | ||
| San Diego, Ca | 33 | 9 | 0 | ||
| Virginia Beach, Va | 6 | 0 | 0 | ||
| Cantonment, Fl | 5 | 0 | 0 | ||
| Reston, Va | 4 | 0 | 0 | ||
| Ashburn, Va | 4 | 0 | 0 | ||
| Stafford, Va | 4 | 1 | 0 | ||
| Milton, Fl | 4 | 0 | 0 | ||
| Gulf Breeze, Fl | 4 | 0 | 0 | ||
| Winchester, Va | 4 | 2 | 0 | ||
| Sandy Springs, Ga | 3 | 0 | 0 | ||
| Jacksonville, Fl | 3 | 1 | 0 | ||
| Jacksonville, Nc | 3 | 0 | 0 | ||
| Tampa, Fl | 3 | 0 | 0 | ||
| Temecula, Ca | 3 | 0 | 0 | ||
| Washington, Dc | 3 | 1 | 0 | ||
| Fountain Valley, Ca | 3 | 2 | 0 | ||
| Lexington Park, Md | 3 | 1 | 0 | ||
| Fredericksburg, Va | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Pensacola, FL21 employees
- Vienna, VA12 employees
- Vienna, VA5 employees
- San Diego, CA3 employees
- Silverdale, WA3 employees
- Reston, VA2 employees
- Pensacola, FL2 employees
- Oceanside, CA2 employees
- Chesapeake, VA2 employees
- Springfield, VA2 employees
- Jacksonville, FL2 employees
- Virginia Beach, VA2 employees
- Centreville, VA2 employees
- Winter Park, FL1 employees
- Tampa, FL1 employees
- Virginia Beach, VA1 employees
- San Diego, CA1 employees
- Norfolk, VA1 employees
- San Diego, CA1 employees
- Annapolis, MD1 employees
- Washington, DC1 employees
- Lexington Park, MD1 employees
- Stafford, VA1 employees
- Groton, CT1 employees
- Saint Marys, GA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing May 19, 2026discretionary share of RAUM of 0% against a peer median of 93% (56 comparable advisers, 0.0th percentile, 8.4 robust deviations)peers: affiliated wealth managers, $1B to $5B (56) · 0.0% percentile
- control person changedChange between filings · filing May 19, 2026MATHU, MATHU KIMANI (AVP NFFG OPERATIONS / PRINCIPAL OPERATIONS OFFICER) left Schedule A between the filings of 2024-05-13 and 2026-05-19peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
- Accounts · 7,472 to 8,783Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 91 to 147Mar 28, 2025 to Mar 30, 2026
- BD registered reps · 138 to 168Mar 28, 2025 to Mar 30, 2026
- HNW clients · 207 to 331Mar 28, 2025 to Mar 30, 2026
- Individual clients · 6,199 to 7,093Mar 28, 2025 to Mar 30, 2026
- Employees · 176 to 206Mar 28, 2025 to Mar 30, 2026
- State-registered IARs · 124 to 147Mar 28, 2025 to Mar 30, 2026
- Other offices · 70 to 78Mar 28, 2025 to Mar 30, 2026
- HNW RAUM · $352M to $423MMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $1.4B to $1.7BMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $1.7B to $2.1BMar 28, 2025 to Mar 30, 2026
- RAUM · $1.7B to $2.1BMar 28, 2025 to Mar 30, 2026
- Wrap assets (sponsor) · $1.7B to $2.1BMar 28, 2025 to Mar 30, 2026
- Accounts · 6,072 to 7,472Oct 24, 2024 to Mar 28, 2025
- Advisory employees · 110 to 91Oct 24, 2024 to Mar 28, 2025
- BD registered reps · 120 to 138Oct 24, 2024 to Mar 28, 2025
- HNW clients · 180 to 207Oct 24, 2024 to Mar 28, 2025
- Individual clients · 5,892 to 6,199Oct 24, 2024 to Mar 28, 2025
- Employees · 151 to 176Oct 24, 2024 to Mar 28, 2025
- Financial planning clients · More than 500 to More than 500Oct 24, 2024 to Mar 28, 2025
- State-registered IARs · 73 to 124Oct 24, 2024 to Mar 28, 2025
- HNW RAUM · $297M to $352MOct 24, 2024 to Mar 28, 2025
- Individual RAUM · $1.2B to $1.4BOct 24, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.5B to $1.7BOct 24, 2024 to Mar 28, 2025
- RAUM · $1.5B to $1.7BOct 24, 2024 to Mar 28, 2025
- Wrap assets (sponsor) · $1.5B to $1.7BOct 24, 2024 to Mar 28, 2025
- Accounts · 51,299 to 6,072Mar 28, 2023 to Mar 27, 2024
- BD registered reps · 110 to 120Mar 28, 2023 to Mar 27, 2024
- HNW clients · 64 to 180Mar 28, 2023 to Mar 27, 2024
- Individual clients · 51,235 to 5,892Mar 28, 2023 to Mar 27, 2024
- Employees · 136 to 151Mar 28, 2023 to Mar 27, 2024
- State-registered IARs · 72 to 73Mar 28, 2023 to Mar 27, 2024
- Other offices · 67 to 70Mar 28, 2023 to Mar 27, 2024
- HNW RAUM · $61.9M to $297MMar 28, 2023 to Mar 27, 2024
- Individual RAUM · $790M to $1.2BMar 28, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $852M to $1.5BMar 28, 2023 to Mar 27, 2024
- RAUM · $852M to $1.5BMar 28, 2023 to Mar 27, 2024
- Wrap assets (sponsor) · $899M to $1.5BMar 28, 2023 to Mar 27, 2024
- Accounts · 5,215 to 51,299Jul 14, 2022 to Mar 28, 2023
- BD registered reps · 108 to 110Jul 14, 2022 to Mar 28, 2023
Signals
45 dated events
- Orlando Jose Sthory added a GA registration at Navy Federal Investment Services, LlcSep 15, 2026 · New state registration · fact
- Blake Austin Soto left Navy Federal Investment Services, Llc for Rbc Securities, Inc. (registered 2026-06-29)Jun 26, 2026 · Advisor changed firm · fact
- Daniel Testa left Navy Federal Investment Services, Llc for Cetera Investment Advisers Llc (registered 2026-06-11)Jun 15, 2026 · Advisor changed firm · fact
- Jaylon Tyrae Payne Mcclinton left Navy Federal Investment Services, Llc for Advice And Planning Services (registered 2026-07-06)May 15, 2026 · Advisor changed firm · fact
- Toni-Ann L Dorsey left Navy Federal Investment Services, Llc for Lpl Financial Llc (registered 2026-05-01)May 6, 2026 · Advisor changed firm · fact
- Navy Federal Investment Services, Llc reported 78 offices beyond its principal office, up from 70 (2025-03-28 to 2026-03-30)Mar 30, 2026 · Office count change · derived
- Alan N Kennedy left Navy Federal Investment Services, Llc for Edward Jones (registered 2026-06-11)Feb 24, 2026 · Advisor changed firm · fact
- Spencer Glen Gilland left Navy Federal Investment Services, Llc for Wells Fargo Advisors (registered 2026-02-02)Feb 2, 2026 · Advisor changed firm · fact
- Edward Ryan Ganzon Bondoc left Navy Federal Investment Services, Llc for Lpl Financial Llc (registered 2026-04-21)Sep 2, 2025 · Advisor changed firm · fact
- Carlos Delgado-Mejia left Navy Federal Investment Services, Llc for Td Private Client Wealth Llc (registered 2025-08-11)May 19, 2025 · Advisor changed firm · fact
- Fulton Bridges left Navy Federal Investment Services, Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-06-24)Apr 2, 2025 · Advisor changed firm · fact
- Navy Federal Investment Services, Llc reported 124 state-registered advisory representatives, up from 73 (2024-10-24 to 2025-03-28)Mar 28, 2025 · Advisor headcount change · derived
- Ginny Fletcher left Navy Federal Investment Services, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-09-20)Sep 5, 2024 · Advisor changed firm · fact
- Brant Judson White left Navy Federal Investment Services, Llc for Wells Fargo Advisors (registered 2024-07-15)Jun 27, 2024 · Advisor changed firm · fact
- Steven Leslie Weisberg (Chief Compliance Officer / Vp Compliance, Legal & Risk) appeared on Schedule A of Navy Federal Investment Services, LlcMay 13, 2024 · Control person joined · fact
- Marissa Shawn Bacino (Chief Compliance Officer / Vp Compliance, Legal & Risk) no longer on Schedule A of Navy Federal Investment Services, Llc (listed 2024-03-27, absent 2024-05-13)May 13, 2024 · Control person left · inference
- Cillian Tyrrell left Navy Federal Investment Services, Llc for J.P. Morgan Securities Llc (registered 2024-04-30)Apr 30, 2024 · Advisor changed firm · fact
- Matthew D. Lankford left Navy Federal Investment Services, Llc for J.P. Morgan Securities Llc (registered 2024-04-23)Apr 19, 2024 · Advisor changed firm · fact
- 2 advisors left Navy Federal Investment Services, LLC (Vienna, VA) for J.P. Morgan Securities LLC within 11 daysApr 19, 2024 · Team lift-out · derived
- Navy Federal Investment Services, Llc reported RAUM $1.5B, up 73% from $852.4M (2023-03-28 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Justin Thomas Rayman left Navy Federal Investment Services, Llc for Fifth Third Securities, Inc. (registered 2024-03-05)Mar 4, 2024 · Advisor changed firm · fact
- 3 advisors left First Command Advisory Services (Fort Worth, TX) for Navy Federal Investment Services, LLC within 21 daysJan 31, 2024 · Team lift-out · derived
- Jennifer Aguirre left Navy Federal Investment Services, Llc for Outlook Wealth Advisors, Llc (registered 2023-10-11)Oct 2, 2023 · Advisor changed firm · fact
- Patrick Jackson left Navy Federal Investment Services, Llc for First Command Advisory Services (registered 2024-01-26)Apr 17, 2023 · Advisor changed firm · fact
- Navy Federal Investment Services, Llc reported 67 offices beyond its principal office, down from 84 (2022-07-14 to 2023-03-28)Mar 28, 2023 · Office count change · derived
- Navy Federal Investment Services, Llc reported 72 state-registered advisory representatives, down from 100 (2022-07-14 to 2023-03-28)Mar 28, 2023 · Advisor headcount change · derived
- Paul Steve Ochoa left Navy Federal Investment Services, Llc for J.P. Morgan Securities Llc (registered 2023-03-27)Mar 21, 2023 · Advisor changed firm · fact
- Thomas V Cherry left Navy Federal Investment Services, Llc for Lpl Financial Llc (registered 2023-06-14)Mar 14, 2023 · Advisor changed firm · fact
- Robert Calvin Whiteside left Navy Federal Investment Services, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-02-28)Dec 31, 2022 · Advisor changed firm · fact
- Mary Elizabeth Mulcahy left Navy Federal Investment Services, Llc for Empower Advisory Group, Llc (registered 2023-08-11)Nov 9, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- navyfederal.org/investment-servicesreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 703-206-1517reportedpublic record, Form ADV, May 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $13.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026