RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J• T••••• K•••••
- W•••••• P••• C•••••• M••••••••• I••• state registered currentsince Dec 13, 2023 · Tysons Corner, Va
- R••••••• F•••••••• S••••••••• independent RIANov 10, 2017 to Dec 13, 2023 · W•••••• Salem, Nc
- W•••••• P••• C•••••• M••••••••• I••• unclassifiedFeb 12, 2008 to Nov 8, 2017 · W•••••• Salem, Nc
- C•••••• L•• independent RIAOct 20, 2005 to Oct 25, 2007 · Fort Lauderdale, Fl
- H• B•••• I••• formerAug 7, 2002 to Oct 10, 2005 · Rockville, Md
- H• B•••• I••• formerJan 30, 2001 to Jul 31, 2002 · Rockville, Md
- R••••••• F•••••••• S••••••••• to W•••••• P••• C•••••• M••••••••• I•••left Dec 13, 2023, registered Dec 13, 2023 (0 days) · RIA to a state-registered adviser
- W•••••• P••• C•••••• M••••••••• I••• to R••••••• F•••••••• S•••••••••left Nov 8, 2017, registered Nov 10, 2017 (2 days) · Other
- C•••••• L•• to W•••••• P••• C•••••• M••••••••• I•••left Oct 25, 2007, registered Feb 12, 2008 (110 days) · Other
- H• B•••• I••• to C•••••• L••left Oct 10, 2005, registered Oct 20, 2005 (10 days) · Other
- J• T••••• K••••• left R••••••• F•••••••• S••••••••• for W•••••• P••• C•••••• M••••••••• I••• (registered 2023-12-13)Dec 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address