DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Research Financial Strategies
Legal name Reutemann Financial Solutions, Inc.
Latest filing Apr 22, 2026
First filing on the tape Dec 12, 2011 · 74 filings
SEC status approved since May 3, 2010
RAUM
$252M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$238M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$41.9M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
74 filings and snapshots on the tape
RAUM$252M as of Apr 22, 2026
Mar 30, 2012$305M then
HNW client RAUM$166M as of Apr 22, 2026
Mar 20, 2018$185M then
State-registered IARs (5.B.3)6 as of Apr 22, 2026
Mar 30, 20120 then
Employees (5.A)10 as of Apr 22, 2026
Mar 22, 201315 then
Private funds: no history
RAUM -1.1% over the last fiscal year-0.9% a year over threeIARs 6 to 6offices 7 to 8
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $41.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $201,311derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 0.7derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -8.1%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$166M66%
- Individuals$72.4M29%
- Pension and profit-sharing plans$12.2M4.9%
- Charitable organizations$606,8590.2%
- Corporations and businesses$475,0670.2%
- Individual clients
- 418reported
- HNW clients
- 93reported
- Pension plan clients
- 22reported
- Charitable clients
- n/areported
- Accounts
- 1,250reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Fleming ReutemannCertified Financial Planner | Nokomis, Fl | May 6, 2010 | 39 y | 1 |
| J. Brian KingChartered Financial Consultant | Bogart, Ga | Dec 13, 2011 | 24 y | 2 |
| Richard Keith Scott | Rockville, Md | Oct 22, 2012 | 36 y | 2 |
| Lance Robert Yurich | Rockville, Md | Oct 23, 2012 | 35 y | 1 |
| Neal Bacher Bobys | Rockville, Md | Jan 3, 2013 | 44 y | 0 |
| Paul John CellaChartered Financial Consultant | Holmdel, Nj | Feb 22, 2021 | 34 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J Thomas Knight to Winston Paul Capital Management, Inc.Dec 13, 2023 · RIA to a state-registered adviser
- James Cameron Musgrave to Regal Investment Advisors LLCAug 9, 2022 · RIA to affiliated broker-dealer or bank
- David Michael Goar to Promontory Financial Planning, LLCApr 5, 2022 · RIA to RIA
- Mursaleen Mohammad Tariq to Peace Of Mind Wealth ManagementJan 3, 2022 · RIA to a newly registered adviser
- Radon Newton Stancil to Peace Of Mind Wealth ManagementJan 3, 2022 · RIA to a newly registered adviser
- Earl Williamson Good to Vanderbilt Advisory ServicesOct 28, 2021 · RIA to affiliated broker-dealer or bank
- Nathan Caleb Lewis to Triad Advisors, LLCNov 29, 2016 · Other
- Paul Edward Lewis to Triad Advisors, LLCNov 29, 2016 · Other
- Roberta Keating Welsh to LPL Financial LLCJul 25, 2016 · Other
- Elaine Roecklein to Cambridge Investment Research Advisors, Inc.May 3, 2016 · Other
- Bryan Allen Sarff to True Wealth & CompanyJul 2, 2015 · Other
- Brian Thomas Paulsen to True Wealth & CompanyJul 2, 2015 · Other
- Faith Goldman Rash to Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 12, 2015 · Other
- Scott A Bishop to Avidian Wealth SolutionsApr 2, 2014 · Other
- Chandra Alexis Burns to Avidian Wealth SolutionsApr 2, 2014 · Other
Joined, latest
- Paul John Cella from International Assets Investment Management, LLCFeb 22, 2021 · Affiliated broker-dealer or bank to independent RIA
- J Thomas Knight from Winston Paul Capital Management, Inc.Nov 10, 2017 · Other
- David Michael Goar from UBS Financial Services Inc.Apr 8, 2015 · Other
- Roberta Keating Welsh from LPL Financial LLCJan 16, 2015 · Other
- Faith Goldman Rash from Osaic Fs, Inc.Jun 24, 2014 · Other
- Nathan Caleb Lewis from First Allied Advisory Services, Inc.May 7, 2014 · Other
- Paul Edward Lewis from First Allied Advisory Services, Inc.May 6, 2014 · Other
- Bryan Allen Sarff from Voya Financial Advisors, Inc.Jul 22, 2013 · Other
- Chandra Alexis Burns from LPL Financial LLCMar 7, 2013 · Other
- Scott A Bishop from Sfs Advisors, LLCJan 9, 2013 · Other
- Lance Robert Yurich from Artemis Wealth Advisors LLCOct 23, 2012 · Other
- Richard Keith Scott from Artemis Wealth Advisors LLCOct 22, 2012 · Other
- Radon Newton Stancil from Retirement InvestmentAug 27, 2012 · Other
- Jaideep Chawla from Osaic Fa, Inc.May 3, 2012 · Other
- John Anthony Mezzullo from Triad Advisors, LLCMar 19, 2012 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Peace Of Mind Wealth ManagementJan 3, 2022 · Raleigh, Nc
- 2 left for True Wealth & CompanyJul 2, 2015 · Rockville, Md
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L Valerie Alexander · Chief Financial Officer/ Chief Compliance Officercontrolsince 03/2010 · owns less than 5%
- Rene Antoinette Reutemann · Secretarycontrolsince 12/2012 · owns less than 5%
- Fleming John Reutemann · Chief Executive Officercontrolsince 03/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rockville, Md · principal | 6 | 0 | 0 | ||
| Tysons Corner, Va | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Holmdel, NJ2 employees
- Tysons Corner, VA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Other offices · 7 to 8Mar 18, 2026 to Apr 22, 2026
- Accounts · 1,365 to 1,250Jun 18, 2025 to Mar 18, 2026
- HNW clients · 98 to 93Jun 18, 2025 to Mar 18, 2026
- Individual clients · 458 to 418Jun 18, 2025 to Mar 18, 2026
- Pension plan clients · 24 to 22Jun 18, 2025 to Mar 18, 2026
- Discretionary RAUM · $254M to $252MJun 18, 2025 to Mar 18, 2026
- HNW RAUM · $158M to $166MJun 18, 2025 to Mar 18, 2026
- Individual RAUM · $84.4M to $72.4MJun 18, 2025 to Mar 18, 2026
- Pension RAUM · $10.5M to $12.2MJun 18, 2025 to Mar 18, 2026
- RAUM · $254M to $252MJun 18, 2025 to Mar 18, 2026
- Financial planning clients · 0 to 0Mar 20, 2025 to Jun 18, 2025
- Accounts · 1,490 to 1,365Jul 26, 2024 to Mar 20, 2025
- Corporate clients · 6.0 to unsetJul 26, 2024 to Mar 20, 2025
- HNW clients · 94 to 98Jul 26, 2024 to Mar 20, 2025
- Individual clients · 509 to 458Jul 26, 2024 to Mar 20, 2025
- Pension plan clients · 27 to 24Jul 26, 2024 to Mar 20, 2025
- Employees · 11 to 10Jul 26, 2024 to Mar 20, 2025
- Other offices · 6 to 7Jul 26, 2024 to Mar 20, 2025
- Discretionary RAUM · $273M to $254MJul 26, 2024 to Mar 20, 2025
- HNW RAUM · $164M to $158MJul 26, 2024 to Mar 20, 2025
- Individual RAUM · $96.2M to $84.4MJul 26, 2024 to Mar 20, 2025
- Pension RAUM · $11.5M to $10.5MJul 26, 2024 to Mar 20, 2025
- RAUM · $273M to $254MJul 26, 2024 to Mar 20, 2025
- Other offices · 5 to 6Mar 27, 2024 to Jul 26, 2024
- Accounts · 1,618 to 1,490Dec 15, 2023 to Mar 21, 2024
- Advisory employees · 7 to 6Dec 15, 2023 to Mar 21, 2024
- Individual clients · 567 to 509Dec 15, 2023 to Mar 21, 2024
- Pension plan clients · 29 to 27Dec 15, 2023 to Mar 21, 2024
- Employees · 12 to 11Dec 15, 2023 to Mar 21, 2024
- Financial planning clients · 1-10 to 0Dec 15, 2023 to Mar 21, 2024
- State-registered IARs · 7 to 6Dec 15, 2023 to Mar 21, 2024
- Discretionary RAUM · $259M to $273MDec 15, 2023 to Mar 21, 2024
- HNW RAUM · $151M to $164MDec 15, 2023 to Mar 21, 2024
- Individual RAUM · $99.1M to $96.2MDec 15, 2023 to Mar 21, 2024
- Pension RAUM · $7.7M to $11.5MDec 15, 2023 to Mar 21, 2024
- RAUM · $259M to $273MDec 15, 2023 to Mar 21, 2024
- Other offices · 4 to 5Mar 20, 2023 to Dec 1, 2023
- Accounts · 2,373 to 1,618Jun 3, 2022 to Mar 20, 2023
- Advisory employees · 9 to 7Jun 3, 2022 to Mar 20, 2023
- BD registered reps · 8 to 6Jun 3, 2022 to Mar 20, 2023
Signals
8 dated events
- J Thomas Knight left Research Financial Strategies for Winston Paul Capital Management, Inc. (registered 2023-12-13)Dec 13, 2023 · Advisor changed firm · fact
- Research Financial Strategies reported RAUM $258.8M, down 38% from $419.9M (2022-06-03 to 2023-03-20)Mar 20, 2023 · RAUM change · derived
- James Cameron Musgrave left Research Financial Strategies for Regal Investment Advisors Llc (registered 2023-06-20)Aug 9, 2022 · Advisor changed firm · fact
- David Michael Goar left Research Financial Strategies for Promontory Financial Planning, Llc (registered 2022-04-05)Apr 5, 2022 · Advisor changed firm · fact
- Mursaleen Mohammad Tariq left Research Financial Strategies for Peace Of Mind Wealth Management (registered 2021-12-21)Jan 3, 2022 · Advisor changed firm · fact
- Radon Newton Stancil left Research Financial Strategies for Peace Of Mind Wealth Management (registered 2022-01-01)Jan 3, 2022 · Advisor changed firm · fact
- 2 advisors left Research Financial Strategies (Raleigh, NC) for Peace OF Mind Wealth Management on the same dayJan 3, 2022 · Team lift-out · derived
- Research Financial Strategies reported RAUM $496.6M, up 38% from $360.1M (2021-03-03 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 301-294-7500reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- RFSADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 301-294-7500reportedpublic record, Form ADV, Apr 22, 2026
- Team page
- rfsadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026