RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• E•••• C••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 19, 2023 · Lacey, Wa
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Oct 18, 2023 · Lacey, Wa
- C••••• I••••••••• S••••••• L•• formerJun 7, 2010 to Jan 21, 2014 · Olympia, Wa
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerMar 26, 2010 to Jun 30, 2010 · Olympia, Wa
- G•••••••• F••••••••• I•• unclassifiedFeb 2, 2007 to Mar 29, 2010 · Olympia, Wa
- M••••• S•••••• D• I••• unclassifiedNov 21, 2000 to Feb 7, 2007 · Olympia, Wa
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 18, 2023, registered Oct 19, 2023 (1 days) · corporate re-registration, not a move
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to C••••• I••••••••• S••••••• L••left Jun 30, 2010, registered Jun 7, 2010 (-23 days) · Other
- G•••••••• F••••••••• I•• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Mar 29, 2010, registered Mar 26, 2010 (-3 days) · Other
- M••••• S•••••• D• I••• to G•••••••• F••••••••• I••left Feb 7, 2007, registered Feb 2, 2007 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address