RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• P•••••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Boston, Ma
- O•••• F•• I••• formerJul 1, 2020 to Jan 24, 2025 · Boston, Ma
- S•••••••• S••••••••• BD affiliatedDec 15, 2014 to Jun 29, 2020 · Boston, Ma
- C••••••• S••••••••• I••• BD affiliatedMar 21, 2014 to Nov 24, 2014 · Malden, Ma
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• S••••••••• to O•••• F•• I•••left Jun 29, 2020, registered Jul 1, 2020 (2 days) · Affiliated broker-dealer or bank to another
- C••••••• S••••••••• I••• to S•••••••• S•••••••••left Nov 24, 2014, registered Dec 15, 2014 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address