DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• A•••• H••••••

C•••••• W••••• M••••••••• L••independent RIAMadison, WiIA-onlyIAPD 3052881

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as E••• A H••••••

At current firm

6 y

since Aug 19, 2020

In the industry

28 y

since Apr 1, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• W••••• M••••••••• L•• independent RIA current
since Feb 13, 2026 · Madison, Wi
P•••• P•••••••• L•• state registered current
since Aug 19, 2020 · Madison, Wi
A•••• independent RIA
Jun 24, 2025 to Jan 30, 2026 · Madison, Wi
C•••••• W••••• M••••••••• L•• independent RIA
Jun 19, 2018 to Sep 10, 2025 · Madison, Wi
E•••• S••••••••• L•• BD affiliated
Mar 7, 2005 to Jun 21, 2018 · Marshfiled, Wi

Moves

a registration end followed by a registration begin elsewhere

A•••• to C•••••• W••••• M••••••••• L••
left Jan 30, 2026, registered Feb 13, 2026 (14 days) · Other
C•••••• W••••• M••••••••• L•• to P•••• P•••••••• L••
left Sep 10, 2025, registered Aug 19, 2020 (-1848 days) · RIA to a state-registered adviser
E•••• S••••••••• L•• to C•••••• W••••• M••••••••• L••
left Jun 21, 2018, registered Jun 19, 2018 (-2 days) · Affiliated broker-dealer or bank to independent RIA

Signals

E••• A•••• H•••••• left Atlas for C•••••• W••••• M••••••••• L•• (registered 2026-02-13)
Jan 30, 2026 · Advisor changed firm · fact
E••• A•••• H•••••• left C•••••• W••••• M••••••••• L•• for P•••• P•••••••• L•• (registered 2020-08-19)
Sep 10, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address