RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• F•••••• L•••
- A•••••• C••••••• L•• asset manager currentsince Mar 15, 2018 · Bloomfield Hills, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDOct 1, 2015 to Mar 2, 2018 · Troy, Mi
- C••••••• S••••••••• formerMar 5, 2015 to Sep 21, 2015 · Bloomfield Hills, Mi
- C••••••• S••••••••• formerDec 4, 2009 to Feb 4, 2015 · Birmingham, Mi
- T•••••• E••••••••• • P••••••••• I••• institutionalOct 28, 2008 to Nov 30, 2009 · Troy, Mi
- A••••••••• F•••••••• S•••••••• L•• to A•••••• C••••••• L••left Mar 2, 2018, registered Mar 15, 2018 (13 days) · Other
- C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Sep 21, 2015, registered Oct 1, 2015 (10 days) · Other
- T•••••• E••••••••• • P••••••••• I••• to C••••••• S•••••••••left Nov 30, 2009, registered Dec 4, 2009 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address