DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alidade Capital, LLC
Latest filing Apr 2, 2026
First filing on the tape Oct 2, 2013 · 29 filings
SEC status approved since Oct 9, 2013
RAUM
$565M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$282M
derived; firm RAUM over IAPD count
Employees
22
14 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
2
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$565M as of Apr 2, 2026
Mar 31, 2014$113M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Apr 2, 2026
Mar 31, 20140 then
Employees (5.A)22 as of Apr 2, 2026
Mar 31, 20148 then
Private funds2 as of Apr 2, 2026
Mar 31, 20142 then
RAUM +2.5% over the last fiscal year-6.4% a year over threeIARs 1 to 2offices 3 to 4
Practice profile
derived from the filing of Apr 2, 2026; every figure names its basis
- RAUM per advisor
- $282MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $282MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 11.0derivedItem 5.A over advisors
- Advisors per office
- 0.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $483M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$565M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $483M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mary Frances Litt | Bloomfield Hills, Mi | Mar 15, 2018 | 28 y | 4 |
| Denise Ellen Pearman | Bloomfield Hills, Mi | Aug 8, 2025 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Denise Ellen Pearman from Argent Capital Management LLCAug 8, 2025 · Other
- Mary Frances Litt from Ameriprise Financial Services, LLCMar 15, 2018 · Other
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Alidade Capital Fund V, LP | Real Estate Fund | $303M | 82 | Mar 24, 2021 |
| Alidade Capital Fund IV, LP | Real Estate Fund | $297M | 76 | Mar 21, 2018 |
| Alidade Capital Fund III, LP | Real Estate Fund | $881,597 | 57 | Mar 26, 2015 |
| Alidade Capital Fund, L.P.no longer reported | Real Estate Fund | $227,928 | 16 | Oct 2, 2013 |
| Alidade Capital Fund II, LPno longer reported | Real Estate Fund | $151,826 | 35 | Oct 2, 2013 |
Owners and control persons
Schedule A and B, latest filing
- John Steven Faliski · Chief Financial Officer (01/2020), Trustee, Steven J. Faliski Revocable Trustcontrolsince 02/2010 · owns 10% to 25%
- Thomas Mark Hammond · Managercontrolsince 02/2010 · owns less than 5%
- Richard Geoffrey Langdon · Managercontrolsince 02/2010 · owns less than 5%
- Mary Frances Litt · Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- Ira Matthew Roslin · Chief Legal Officercontrolsince 08/2012 · owns less than 5%
Entity owners
- Geoffrey R. Langdon Trust · Memberdirect · owns 25% to 50%
- Mark T. Hammond Revocable Trust · Memberdirect · owns 25% to 50%
- Steven J. Faliski Revocable Trust · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Matthew I. Roslinn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomfield Hills, Mi · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Raleigh, NC
What changed
consecutive filings, newest first
- Advisory employees · 12 to 14Aug 8, 2025 to Mar 30, 2026
- Assets in custody · unset to 482954893.0Aug 8, 2025 to Mar 30, 2026
- Custody of client assets · false to trueAug 8, 2025 to Mar 30, 2026
- Employees · 17 to 22Aug 8, 2025 to Mar 30, 2026
- State-registered IARs · 1 to 2Aug 8, 2025 to Mar 30, 2026
- Other offices · 3 to 4Aug 8, 2025 to Mar 30, 2026
- Discretionary RAUM · $551M to $565MAug 8, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $551M to $565MAug 8, 2025 to Mar 30, 2026
- RAUM · $551M to $565MAug 8, 2025 to Mar 30, 2026
- Advisory employees · 13 to 12Jan 14, 2025 to Apr 2, 2025
- Employees · 20 to 17Jan 14, 2025 to Apr 2, 2025
- Financial planning clients · unset to Jan 14, 2025 to Apr 2, 2025
- Other offices · 1 to 3Jan 14, 2025 to Apr 2, 2025
- Discretionary RAUM · $600M to $551MJan 14, 2025 to Apr 2, 2025
- Pooled vehicle RAUM · $600M to $551MJan 14, 2025 to Apr 2, 2025
- RAUM · $600M to $551MJan 14, 2025 to Apr 2, 2025
- Accounts · 3 to 2Jun 29, 2023 to Mar 20, 2024
- Pooled vehicle clients · 3 to 2Jun 29, 2023 to Mar 20, 2024
- Employees · 19 to 20Jun 29, 2023 to Mar 20, 2024
- Private funds · 3 to 2Jun 29, 2023 to Mar 20, 2024
- Discretionary RAUM · $688M to $600MJun 29, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $688M to $600MJun 29, 2023 to Mar 20, 2024
- RAUM · $688M to $600MJun 29, 2023 to Mar 20, 2024
- Other offices · 0 to 1Apr 6, 2023 to Jun 29, 2023
- Other offices · 1 to 0May 11, 2022 to Mar 28, 2023
- Discretionary RAUM · $783M to $688MMay 11, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $783M to $688MMay 11, 2022 to Mar 28, 2023
- RAUM · $783M to $688MMay 11, 2022 to Mar 28, 2023
- Accounts · 2 to 3Mar 24, 2021 to Mar 28, 2022
- Advisory employees · 16 to 13Mar 24, 2021 to Mar 28, 2022
- Pooled vehicle clients · 2 to 3Mar 24, 2021 to Mar 28, 2022
- Other offices · 0 to 1Mar 24, 2021 to Mar 28, 2022
- Discretionary RAUM · $465M to $783MMar 24, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $465M to $783MMar 24, 2021 to Mar 28, 2022
- RAUM · $465M to $783MMar 24, 2021 to Mar 28, 2022
- Employees · 17 to 19Jul 14, 2020 to Mar 24, 2021
- Accounts · 4 to 2Jul 14, 2020 to Mar 24, 2021
- Advisory employees · 17 to 16Jul 14, 2020 to Mar 24, 2021
- Pooled vehicle clients · 4 to 2Jul 14, 2020 to Mar 24, 2021
- Private funds · 2 to 3Jul 14, 2020 to Mar 24, 2021
Signals
4 dated events
- Alidade Capital, Llc reported RAUM $783.4M, up 69% from $464.6M (2021-03-24 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Todd David Hanley (Chief Financial Officer) no longer on Schedule A of Alidade Capital, Llc (listed 2019-03-27, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- Alidade Capital, Llc reported RAUM $397.4M, up 85% from $214.6M (2017-03-30 to 2018-03-21)Mar 21, 2018 · RAUM change · derived
- Alidade Capital, Llc filed its initial SEC registration (Form ADV)Oct 2, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alidade-capital-llc/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ALIDADECAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 248-593-7878reportedpublic record, Form ADV, Apr 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $282Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Alidade Capital, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
Checking your plan…