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RIA Intelligence
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Registered advisor
M•••• H•••• A•• P••••••••
Feed of 09/15/2026
Also filed as M•••• H. A. P••••••••
At current firm
9 y
since Sep 22, 2016
In the industry
28 y
since Aug 31, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• S••••••• N•••••• independent RIA currentsince Sep 22, 2016 · Atlanta, Ga
- C•••••• W••••• M••••••••• formerMar 23, 2012 to Dec 31, 2016 · San Jose, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 21, 1998 to Mar 27, 2012 · Century City, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• W••••• M••••••••• to A••••••• S••••••• N••••••left Dec 31, 2016, registered Sep 22, 2016 (-100 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• W••••• M•••••••••left Mar 27, 2012, registered Mar 23, 2012 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address