RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• D•••• V•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Rincon, Ga
- A•••••• A••••••• S••••••• formerAug 28, 2023 to Sep 5, 2025 · Dallas, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Aug 30, 2023 · Savannah, Ga
- M•• F•••••••• S•••••••• I••• formerDec 16, 2014 to Mar 25, 2017 · Savannah, Ga
- R•••• I••••••••• A••••••• L•• BD affiliatedApr 27, 2012 to Dec 1, 2014 · Grand Rapids, Mi
- C•••• I••••••••• S••••••• C•••• formerApr 14, 2010 to Apr 15, 2011 · Grand Rapids, Mi
- P•• W••••• M••••••••• BD affiliatedNov 13, 2009 to Feb 12, 2010 · Grand Rapids, Mi
- N•••••• I••••••••• I••• unclassifiedJan 6, 2009 to Nov 13, 2009 · Grand Rapids, Mi
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to A•••••• A••••••• S•••••••left Aug 30, 2023, registered Aug 28, 2023 (-2 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- R•••• I••••••••• A••••••• L•• to M•• F•••••••• S•••••••• I•••left Dec 1, 2014, registered Dec 16, 2014 (15 days) · Other
- C•••• I••••••••• S••••••• C•••• to R•••• I••••••••• A••••••• L••left Apr 15, 2011, registered Apr 27, 2012 (378 days) · Other
- P•• W••••• M••••••••• to C•••• I••••••••• S••••••• C••••left Feb 12, 2010, registered Apr 14, 2010 (61 days) · Other
- N•••••• I••••••••• I••• to P•• W••••• M•••••••••left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
- G•••••• D•••• V••••• left M•• I•••••••• S•••••••• L•• for A•••••• A••••••• S••••••• (registered 2023-08-28)Aug 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address