RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• A••••• S•••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 18, 2026 · Columbia, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedOct 26, 2018 to Jun 19, 2026 · Fulton, Md
- U•• F•••••••• S••••••• I••• wirehouseNov 9, 2012 to Oct 12, 2018 · Baltimore, Md
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 20, 2012 · Columbia, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 10, 2008 to Jun 1, 2009 · Frederick, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 29, 1998 to Oct 15, 2008 · Columbia, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Jun 19, 2026, registered Jun 18, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- U•• F•••••••• S••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 12, 2018, registered Oct 26, 2018 (14 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Nov 20, 2012, registered Nov 9, 2012 (-11 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Oct 15, 2008, registered Oct 10, 2008 (-5 days) · Other
- E••••• A••••• S••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2026-06-18)Jun 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address