DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher James Call
Certified Financial Planner
Feed of 09/15/2026
Also filed as Chris Call
At current firm
11 y
since Dec 3, 2014
In the industry
28 y
since Jul 13, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Newfront Retirement Services, Inc. institutional currentsince Dec 3, 2014 · San Mateo, Ca
- Financial Telesis, Inc. formerJul 25, 2012 to Dec 1, 2014 · San Francisco, Ca
- Wells Fargo Insurance Services Investment Advisors, Inc. unclassifiedJan 25, 2010 to Jul 23, 2012 · San Francisco, Ca
- Wells Fargo Insurance Services Investment Advisors, Inc. unclassifiedJul 5, 2005 to Dec 31, 2009 · Petaluma, Ca
- Mmc Securities LLC formerDec 24, 2001 to May 2, 2005 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- Financial Telesis, Inc. to Newfront Retirement Services, Inc.left Dec 1, 2014, registered Dec 3, 2014 (2 days) · Other
- Wells Fargo Insurance Services Investment Advisors, Inc. to Financial Telesis, Inc.left Jul 23, 2012, registered Jul 25, 2012 (2 days) · Other
- Wells Fargo Insurance Services Investment Advisors, Inc. to Wells Fargo Insurance Services Investment Advisors, Inc.left Dec 31, 2009, registered Jan 25, 2010 (25 days) · Other
- Mmc Securities LLC to Wells Fargo Insurance Services Investment Advisors, Inc.left May 2, 2005, registered Jul 5, 2005 (64 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address