RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J••• C••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 18, 2016 · Lutherville, Md
- W••••••• F•••••••• S•••••••• I••• formerMay 5, 2008 to Mar 13, 2009 · Hunt Valley, Md
- W••••••• F•••••••• S•••••••• I••• to K••••• A••••••• S•••••••• L••left Mar 13, 2009, registered Apr 18, 2016 (2593 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address