RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Mar 21, 2018 · Green Bay, Wi
- R••••• W• B•••• • C•• I••••••••• mixed wealthFeb 27, 2017 to Feb 16, 2018 · Green Bay, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerSep 8, 2014 to Feb 27, 2017 · Green Bay, Wi
- R••••• W• B•••• • C•• I••••••••• to M••••• S••••••left Feb 16, 2018, registered Mar 21, 2018 (33 days) · RIA to wirehouse
- B•• H••••• F•••••••• A•••••••• I•• to R••••• W• B•••• • C•• I•••••••••left Feb 27, 2017, registered Feb 27, 2017 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address