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Registered advisor
T••••• J••• M•••••••••
Feed of 09/14/2026
Also filed as Tom J••• M•••••••••
At current firm
0 y
since Feb 13, 2026
In the industry
27 y
since Dec 16, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Fox Lake, Il
- U••• B•••••• I••••••••• I••• formerMay 26, 2021 to Feb 13, 2026 · Saint Paul, Mn
- L•• F•••••••• L•• BD affiliatedMar 24, 2021 to May 12, 2021 · Rolling Meadows, Il
- B•• H••••• F•••••••• A•••••••• I•• formerJan 16, 2014 to Mar 24, 2021 · Palatine, Il
- P•• W••••• M••••••••• BD affiliatedFeb 11, 2010 to Apr 11, 2012 · Lake Bluff, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedMay 30, 2008 to Dec 16, 2008 · Libertyville, Il
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••left May 12, 2021, registered May 26, 2021 (14 days) · Affiliated broker-dealer or bank to another
- B•• H••••• F•••••••• A•••••••• I•• to L•• F•••••••• L••left Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to B•• H••••• F•••••••• A•••••••• I••left Apr 11, 2012, registered Jan 16, 2014 (645 days) · Other
- C••••• I••••••••• A••••••• L•• to P•• W••••• M•••••••••left Dec 16, 2008, registered Feb 11, 2010 (422 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address