DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kimberly Jean Brumbaugh
Feed of 09/15/2026
Also filed as Kim Brumbaugh
At current firm
5 y
since Jul 28, 2021
In the industry
28 y
since Jun 29, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Greensboro, Nc
- Advisornet Wealth Partners independent RIA currentsince Jul 28, 2021 · Exton, Pa
- Osaic Fa, Inc. formerMar 28, 2013 to Jul 27, 2021 · Exton, Pa
- Msi Financial Services, Inc. formerApr 29, 2003 to Apr 2, 2013 · Exton, Pa
- Equitable Advisors, LLC national BDAug 16, 2002 to Apr 12, 2003 · Thorndale, Pa
- Progress Financial Advisors unclassifiedAug 9, 2001 to Apr 9, 2003 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Osaic Fa, Inc. to Advisornet Wealth Partnersleft Jul 27, 2021, registered Jul 28, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Msi Financial Services, Inc. to Osaic Fa, Inc.left Apr 2, 2013, registered Mar 28, 2013 (-5 days) · Other
- Equitable Advisors, LLC to Msi Financial Services, Inc.left Apr 12, 2003, registered Apr 29, 2003 (17 days) · Other
- Progress Financial Advisors to Equitable Advisors, LLCleft Apr 9, 2003, registered Aug 16, 2002 (-236 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address