RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• A••••• L••••••
- F••••••••• W••••• M••••••••• L•• independent RIA currentsince Aug 16, 2013 · Media, Pa
- R•• F•••••••• A••••••• I•• independent RIAJan 8, 2007 to Aug 19, 2013 · Philadelphia, Pa
- F•••••••• P••••••• S••••••••• I••• unclassifiedAug 22, 2005 to Dec 31, 2006 · Media, Pa
- R•• F•••••••• A••••••• I•• independent RIAApr 6, 2004 to Aug 22, 2005 · Philadelphia, Pa
- R•• F•••••••• A••••••• I•• to F••••••••• W••••• M••••••••• L••left Aug 19, 2013, registered Aug 16, 2013 (-3 days) · Other
- F•••••••• P••••••• S••••••••• I••• to R•• F•••••••• A••••••• I••left Dec 31, 2006, registered Jan 8, 2007 (8 days) · Other
- R•• F•••••••• A••••••• I•• to F•••••••• P••••••• S••••••••• I•••left Aug 22, 2005, registered Aug 22, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address