DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••••• W••••• M••••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Mar 18, 2022 · 9 filings
SEC status approved since Apr 18, 2022
RAUM
$412M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$408M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$103M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$412M as of Jun 29, 2026
Mar 21, 2023$125M then
HNW client RAUM$383M as of Jun 29, 2026
Mar 21, 2023$109M then
State-registered IARs (5.B.3)4 as of Jun 29, 2026
Mar 21, 20232 then
Employees (5.A)5 as of Jun 29, 2026
Mar 21, 20232 then
Private funds: no history
RAUM +26% over the last fiscal year+49% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- $103MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $610,272derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$383M93%
- Individuals$25.3M6.1%
- Charitable organizations$3.8M0.9%
- Individual clients
- 40reported
- HNW clients
- 127reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 675reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• A••••• L••••••Certified Financial Planner | Media, Pa | Aug 16, 2013 | 27 y | 3 |
| S•••••• M••• M•••••Certified Financial Planner | Media, Pa | Jan 2, 2014 | 25 y | 1 |
| O••• M•••••• B••••Certified Financial Planner | Media, Pa | Feb 6, 2024 | 13 y | 2 |
| B•••••• L•••• H•••••••••Certified Financial Planner | Rehoboth Beach, De | Jul 2, 2024 | 22 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••••• L•••• H••••••••• from I••••••••• W••••• A•••••••• L••Jul 2, 2024 · RIA to RIA
- O••• M•••••• B•••• from E•••••••• A•••••••• L••Feb 6, 2024 · Affiliated broker-dealer or bank to independent RIA
- S•••••• M••• M••••• from R•• F•••••••• A••••••• I••Jan 2, 2014 · Other
- P••• A••••• L•••••• from R•• F•••••••• A••••••• I••Aug 16, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••••• B••••••• L•••• · Chief Compliance Officer, Wealth Manager, And Partnercontrolsince 07/2024 · owns 25% to 50%
- L••••••• P•••• A••••• · Wealth Manager And Partnercontrolsince 06/2013 · owns 25% to 50%
- M•••••• S••••••• M••• · Wealth Manager And Partnercontrolsince 06/2013 · owns 25% to 50%
Related persons
Schedule D 7.A
- B•••••• L• H••••••••• I••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Media, Pa · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Rehoboth Beach, DE1 employees
- Wilmington, DE1 employees
What changed
consecutive filings, newest first
- Accounts · 644 to 675Oct 13, 2025 to Mar 24, 2026
- Advisory activities · 2 to 4Oct 13, 2025 to Mar 24, 2026
- HNW clients · 111 to 127Oct 13, 2025 to Mar 24, 2026
- Individual clients · 43 to 40Oct 13, 2025 to Mar 24, 2026
- Assets in custody · 126970000.0 to unsetOct 13, 2025 to Mar 24, 2026
- Custody of client assets · true to falseOct 13, 2025 to Mar 24, 2026
- Discretionary RAUM · $323M to $408MOct 13, 2025 to Mar 24, 2026
- HNW RAUM · $297M to $383MOct 13, 2025 to Mar 24, 2026
- Individual RAUM · $26.3M to $25.3MOct 13, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $3.7M to $3.8MOct 13, 2025 to Mar 24, 2026
- RAUM · $327M to $412MOct 13, 2025 to Mar 24, 2026
- Accounts · 343 to 644Jul 25, 2024 to Mar 25, 2025
- Advisory employees · 3 to 4Jul 25, 2024 to Mar 25, 2025
- HNW clients · 64 to 111Jul 25, 2024 to Mar 25, 2025
- Individual clients · 19 to 43Jul 25, 2024 to Mar 25, 2025
- Assets in custody · unset to 126970000.0Jul 25, 2024 to Mar 25, 2025
- Custody of client assets · false to trueJul 25, 2024 to Mar 25, 2025
- Employees · 3 to 5Jul 25, 2024 to Mar 25, 2025
- Financial planning clients · 51-100 to 101-250Jul 25, 2024 to Mar 25, 2025
- State-registered IARs · 3 to 4Jul 25, 2024 to Mar 25, 2025
- Discretionary RAUM · $167M to $323MJul 25, 2024 to Mar 25, 2025
- HNW RAUM · $155M to $297MJul 25, 2024 to Mar 25, 2025
- Individual RAUM · $9.0M to $26.3MJul 25, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $0 to $3.7MJul 25, 2024 to Mar 25, 2025
- RAUM · $167M to $327MJul 25, 2024 to Mar 25, 2025
- Other offices · 0 to 2Jun 4, 2024 to Jul 25, 2024
- Related insurance company · false to trueJun 4, 2024 to Jul 25, 2024
- Accounts · 306 to 343Mar 21, 2023 to Mar 11, 2024
- Advisory employees · 2 to 3Mar 21, 2023 to Mar 11, 2024
- HNW clients · 49 to 64Mar 21, 2023 to Mar 11, 2024
- Individual clients · 28 to 19Mar 21, 2023 to Mar 11, 2024
- Employees · 2 to 3Mar 21, 2023 to Mar 11, 2024
- State-registered IARs · 2 to 3Mar 21, 2023 to Mar 11, 2024
- Discretionary RAUM · $125M to $167MMar 21, 2023 to Mar 11, 2024
- HNW RAUM · $109M to $155MMar 21, 2023 to Mar 11, 2024
- Individual RAUM · $16.1M to $9.0MMar 21, 2023 to Mar 11, 2024
- RAUM · $125M to $167MMar 21, 2023 to Mar 11, 2024
- Accounts · 310 to 306Mar 18, 2022 to Mar 21, 2023
- HNW clients · 50 to 49Mar 18, 2022 to Mar 21, 2023
- Individual clients · 26 to 28Mar 18, 2022 to Mar 21, 2023
Signals
3 dated events
- F••••••••• W••••• M••••••••• L•• reported RAUM $326.8M, up 95% from $167.3M (2024-07-25 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- Loran Burwell Hutchinson (Chief Compliance Officer, Wealth Manager, And Partner) appeared on Schedule A of F••••••••• W••••• M••••••••• L••Jul 25, 2024 · Control person joined · fact
- F••••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 18, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••••••• W••••• M••••••••• L•• · Family Officesshared crd · foundation
- F••••••••• W••••• M••••••••• L••\PA · Family Officesshared crd · foundation
How to reach
public business contact points only, each with its source
- b••••••• phone
- 302-442-4233reportedpublished by the firm, firm site, Sep 15, 2026
- b••••••• phone
- 302-644-3540reportedpublished by the firm, firm site, Sep 15, 2026
- b••••••• phone
- 610-548-7170reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- myfoundationwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (610) 548-7170reportedpublic record, Form ADV, Jun 29, 2026
- Team page
- myfoundationwealth.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $103Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026