RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• A•••••• G••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 30, 2026 · Danvers, Ma
- C••••••••• F•••••••• N•••••• national BDJul 6, 2018 to Jan 30, 2026 · Danvers, Ma
- L•• F•••••••• L•• BD affiliatedJan 6, 2006 to Aug 3, 2018 · Salem, Ma
- C••••••••• F•••••••• N•••••• to A••••••••• F•••••••• S•••••••• L••left Jan 30, 2026, registered Jan 30, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Aug 3, 2018, registered Jul 6, 2018 (-28 days) · RIA to affiliated broker-dealer or bank · moved with a team
- G•••••• A•••••• G•••••• left C••••••••• F•••••••• N•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-01-30)Jan 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address